Jeffrey E. Lehmann

BALLAST

Lexington, KY 40507

Some features on this profile are disabled

CRD#: 6996173

Professional summary

Jeffrey Edmund Lehmann, who also goes by Jeff Lehmann, is a registered financial advisor currently at BALLAST, INC. located in Lexington, Kentucky.

Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Jeffrey has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jeff Lehmann

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Edmund Lehmann's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 7, 2021 - Present

BALLAST, INC.

Office #1: 400 East Vine St Suite 400, Lexington, KY 40507

RIA

CRD#: 152695

Lexington, KY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BALLAST, INC.

BALLAST, INC. | BOARDMAN WEALTH PLANNING, INC.

CRD#: 152695 / SEC#: 801-79651

RIA

Registered Investment Advisory firm - (4/25/2014 Approved)

Kentucky

Registered Investment Advisory firm - (7/2/2014 Terminated)

Ohio

Registered Investment Advisory firm - (6/30/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kentucky
(5/7/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/7/2021

Uniform Investment Adviser Law Examination

Current Firm

BALLAST, INC.

BALLAST, INC. | BOARDMAN WEALTH PLANNING, INC.

CRD#: 152695 / SEC#: 801-79651

RIA

Registered Investment Advisory firm - (4/25/2014 Approved)

Kentucky

Registered Investment Advisory firm - (7/2/2014 Terminated)

Ohio

Registered Investment Advisory firm - (6/30/2014 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

400 East Vine St Suite 400, Lexington, KY 40507

Mailing Address

Phone number

(859) 226-0625

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BALLAST, INC ADV PART 2A BROCHURE (2/28/2025)

Regulatory assets under management

Total Number of Accounts	1,798
AUM (Assets Under Management)	$ 625,203,027

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Ginger Ford

RAYMOND JAMES FINANCIAL SERVICES, INC.

Lexington, KY

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Jeffrey E. Lehmann

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Edmund Lehmann's CRS (Customer Relationship Summary).

Certified licenses

Experience

BALLAST, INC.

Primary Firm SEC Registration

BALLAST, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/7/2021

Current Firm

BALLAST, INC.

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BALLAST, INC.

TRUST BUT VERIFY

Similar Advisors