Matthew L. Gilbert

PRISM WEALTH MANAGEMENT LLC

Wooster, OH 44691

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CRD#: 6995594

Professional summary

Matthew L. Gilbert, who also goes by Matt Lee Gilbert, Matthew L Gilbert, Matthew Lee Gilbert, is a registered financial advisor currently at PRISM WEALTH MANAGEMENT LLC located in Wooster, Ohio.

Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Matthew has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Matt Lee Gilbert | Matthew L Gilbert | Matthew Lee Gilbert

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) VINCE MARIOLA CONSTRUCTION; NOT INVESTMENT RELATED; 757 SPRUCE ST. WOOSTER, OH 44691; CONSTRUCTION WORK; CARPENTER; START DATE 04/2019; APPRO 16 HRS/MONTH; APPROX 00 HRS/MONTH DURING TRADING. 2.) Matthew L. Gilbert, Investment related; Sole Proprietor; Insurance Agent; Start 11/2018; Wooster, OH, 40 hours/month; approx 20 during trading

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew L. Gilbert's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 1, 2022 - Present

PRISM WEALTH MANAGEMENT LLC

Office #1: 127 E Liberty St Suite 300, Wooster, OH 44691

RIA

CRD#: 317881

Wooster, OH

Past

July 2, 2021 - August 25, 2022

AE WEALTH MANAGEMENT, LLC

RIA

CRD#: 282580

WOOSTER, OH

Past

June 27, 2019 - June 2, 2021

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

WOOSTER, OH

Past

June 27, 2019 - June 2, 2021

J.P. MORGAN SECURITIES LLC

CRD#: 79

WOOSTER, OH

Past

October 15, 2018 - April 15, 2019

EDWARD JONES

RIA

CRD#: 250

WOOSTER, OH

Past

September 21, 2018 - April 15, 2019

EDWARD JONES

CRD#: 250

WOOSTER, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(6/1/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/12/2018

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/21/2018

General Securities Representative Examination

Current Firm

PRISM WEALTH MANAGEMENT LLC

CRD#: 317881 / SEC#:

Ohio

Registered Investment Advisory firm - (5/31/2022 Approved)

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Contact information

Main Address

127 E Liberty St Suite 300, Wooster, OH 44691

Mailing Address

Phone number

(330) 804-0123

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	458
AUM (Assets Under Management)	$ 56,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Matthew L. Gilbert

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew L. Gilbert's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRISM WEALTH MANAGEMENT LLC

AE WEALTH MANAGEMENT, LLC

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

EDWARD JONES

EDWARD JONES

State Registrations and Notice Filings

Exams

Series 66

Date: 10/12/2018

SIE

Date: 10/1/2018

Series 7

Date: 9/21/2018

Current Firm

PRISM WEALTH MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PRISM WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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