Anna E. Graff
Professional summary
Anna Elizabeth Graff, who also goes by Anna Elizabeth Janssen, is a registered financial advisor currently at GPS WEALTH STRATEGIES GROUP, LLC located in Greenwood Village, Colorado and LPL FINANCIAL LLC located in Greenwood Village, Colorado.
Anna is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Anna has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Anna Elizabeth Graff's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 6, 2023 - Present
GPS WEALTH STRATEGIES GROUP, LLC
Office #1: 5299 Dtc Blvd., Ste 1350, Greenwood Village, CO 80111July 21, 2022 - Present
LPL FINANCIAL LLC
Office #1: 5299 Dtc Blvd Ste 1350, Greenwood Village, CO 80111Primary Firm SEC Registration
GPS WEALTH STRATEGIES GROUP, LLC
CRD#: 285507 / SEC#: 801-108848
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/18/2022)
(1/6/2023)
Exams
Series 7TO
Date: 7/21/2022
General Securities Representative ExaminationFINRA
Current Firm
GPS WEALTH STRATEGIES GROUP, LLC
CRD#: 285507 / SEC#: 801-108848
Contact information
SEC notice filing (37 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 5,385 |
| AUM (Assets Under Management) | $ 1,415,526,316 |
Red Flags
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