Holly D. Gooch

FOURPATH CAPITAL MANAGEMENT

OKLAHOMA CITY, OK 73142

Some features on this profile are disabled

CRD#: 6994400

Professional summary

Holly Diane Gooch, who also goes by Holly Gooch, Holly Diane Morris, is a registered financial advisor currently at FOURPATH CAPITAL MANAGEMENT, LLC located in Oklahoma City, Oklahoma.

Holly is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Holly has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Holly Gooch | Holly Diane Morris

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Holly Diane Gooch's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 12, 2021 - Present

FOURPATH CAPITAL MANAGEMENT, LLC

Office #1: 4727 Gaillardia Parkway Suite 120, Oklahoma City, OK 73142

RIA

CRD#: 313573

OKLAHOMA CITY, OK

Past

January 23, 2019 - July 12, 2021

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

EDMOND, OK

Past

December 5, 2018 - July 12, 2021

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

EDMOND, OK

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FOURPATH CAPITAL MANAGEMENT, LLC

FOURPATH CAPITAL MANAGEMENT, LLC | REUTERJAMES WEALTH MANAGEMENT | REUTER JAMES WEALTH MANAGEMENT, LLC | PROSPERA PRIVATE WEALTH, LLC

CRD#: 313573 / SEC#: 801-120960

RIA

Registered Investment Advisory firm - (4/26/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oklahoma
(7/12/2021)

IAR

Texas
(8/24/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/23/2019

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 12/6/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/5/2018

General Securities Representative Examination

Current Firm

FOURPATH CAPITAL MANAGEMENT, LLC

FOURPATH CAPITAL MANAGEMENT, LLC | REUTERJAMES WEALTH MANAGEMENT | REUTER JAMES WEALTH MANAGEMENT, LLC | PROSPERA PRIVATE WEALTH, LLC

CRD#: 313573 / SEC#: 801-120960

RIA

Registered Investment Advisory firm - (4/26/2021 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

4727 Gaillardia Parkway Suite 120, Oklahoma City, OK 73142

Mailing Address

Phone number

(405) 253-6080

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FOURPATH CAPITAL MANAGEMENT FORM ADV WRAP BROCHURE (2/20/2025)

FOURPATH CAPITAL MANAGEMENT FORM ADV PART 2A BROCHURE (2/20/2025)

Regulatory assets under management

Total Number of Accounts	2,197
AUM (Assets Under Management)	$ 931,104,788

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Gary Williams

COMMONWEALTH FINANCIAL NETWORK

IAR

Columbia, MD

David Given

CURTIS ADVISORY GROUP, LLC

IAR

Santa Barbara, CA

Tylor Balson

STIFEL, NICOLAUS & COMPANY, INCORPORATED

ST LOUIS, MO

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Holly D. Gooch

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Holly Diane Gooch's CRS (Customer Relationship Summary).

Certified licenses

Experience

FOURPATH CAPITAL MANAGEMENT, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

Primary Firm SEC Registration

FOURPATH CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/23/2019

SIE

Date: 12/6/2018

Series 7

Date: 12/5/2018

Current Firm

FOURPATH CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FOURPATH CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

Similar Advisors