Robert D. Keyser

DAWSON JAMES ASSET MANAGEMENT

Boca Raton, FL 33432

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CRD#: 6994012

Professional summary

Robert Dawson Keyser III is a registered financial advisor currently at DAWSON JAMES ASSET MANAGEMENT, INC. located in Boca Raton, Florida and DAWSON JAMES SECURITIES, INC. located in Boca Raton, Florida.

Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Robert has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Dawson Keyser III's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 10, 2020 - Present

DAWSON JAMES ASSET MANAGEMENT, INC.

Office #1: 101 N. Federal Hwy Suite 600, Boca Raton, FL 33432

RIA

CRD#: 135259

Boca Raton, FL

Current

August 10, 2018 - Present

DAWSON JAMES SECURITIES, INC.

Office #1: 101 North Federal Highway Suite 600, Boca Raton, FL 33432

CRD#: 130645

Boca Raton, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(4/26/2024)

California
(1/2/2019)

Colorado
(8/13/2018)

Connecticut
(9/13/2019)

District of Columbia
(8/13/2018)

Florida
(8/10/2018)

IAR

Florida
(1/10/2020)

Georgia
(1/2/2019)

Illinois
(1/2/2019)

Maryland
(8/13/2018)

Massachusetts
(1/2/2019)

Michigan
(7/11/2024)

Missouri
(1/7/2019)

Nebraska
(2/26/2021)

Nevada
(5/22/2025)

New Hampshire
(7/15/2019)

New Jersey
(1/2/2019)

New York
(1/2/2019)

North Carolina
(4/26/2024)

Pennsylvania
(1/7/2019)

Puerto Rico
(4/9/2024)

Texas
(1/2/2019)

Utah
(3/19/2025)

Virginia
(3/7/2025)

Wisconsin
(4/26/2024)

Wyoming
(4/9/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/5/2018

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/10/2018

General Securities Representative Examination

SRO Registrations

FINRA

SRO Registrations

NYSE American LLC

SRO Registrations

Nasdaq Stock Market

SRO Registrations

New York Stock Exchange

Current Firm

DAWSON JAMES ASSET MANAGEMENT, INC.

DAWSON JAMES ASSET MANAGEMENT, INC. | JS CAPITAL ADVISERS

CRD#: 135259 / SEC#:

California

Registered Investment Advisory firm - (3/22/2006 Approved)

Florida

Registered Investment Advisory firm - (9/28/2005 Approved)

Illinois

Registered Investment Advisory firm - (1/4/2010 Approved)

Maryland

Registered Investment Advisory firm - (5/6/2009 Approved)

New York

Registered Investment Advisory firm - (9/20/2010 Approved)

Texas

Registered Investment Advisory firm - (3/22/2006 Approved)

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Contact information

Main Address

101 N. Federal Hwy Suite 600, Boca Raton, FL 33432

Mailing Address

Phone number

(561) 391-5555

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Robert D. Keyser

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Dawson Keyser III's CRS (Customer Relationship Summary).

Certified licenses

Experience

DAWSON JAMES ASSET MANAGEMENT, INC.

DAWSON JAMES SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 12/5/2018

SIE

Date: 10/1/2018

Series 7

Date: 8/10/2018

FINRA

NYSE American LLC

Nasdaq Stock Market

New York Stock Exchange

Current Firm

DAWSON JAMES ASSET MANAGEMENT, INC.

Contact information

Documents

Red Flags

Company Information

DAWSON JAMES ASSET MANAGEMENT, INC.

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