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Robert Dawson Keyser Iii

DAWSON JAMES ASSET MANAGEMENT
BOCA RATON, FL
·CRD# 6994012·8 years experience

Professional Summary

Robert Dawson Keyser III is a registered financial advisor currently at DAWSON JAMES ASSET MANAGEMENT, INC. located in Boca Raton, Florida and DAWSON JAMES SECURITIES, INC. located in Boca Raton, Florida. Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Robert has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

8 years in the financial services industry

Current & Past Employments

DAWSON JAMES ASSET MANAGEMENT, INC.·CRD# 135259
RIA
2700 N. Military Trail Suite 100, Boca Raton, FL 33431
January 10, 2020 - Present
DAWSON JAMES SECURITIES, INC.·CRD# 130645
BD
2700 N. Military Trail Suite 100, Boca Raton, FL 33431
August 10, 2018 - Present

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Current Firm

DJ
DAWSON JAMES ASSET MANAGEMENT, INC.

DAWSON JAMES ASSET MANAGEMENT, INC. | JS CAPITAL ADVISERS

CRD#: 135259
California
Registered Investment Advisory firm - California (4/1/2026 Terminated)
Florida
Registered Investment Advisory firm - Florida (9/28/2005 Approved)
Illinois
Registered Investment Advisory firm - Illinois (3/2/2026 Terminated)
Maryland
Registered Investment Advisory firm - Maryland (3/12/2026 Terminated)
New York
Registered Investment Advisory firm - New York (3/2/2026 Terminated)
Texas
Registered Investment Advisory firm - Texas (3/2/2026 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

2700 N. Military Trail Suite 100, Boca Raton, FL 33431

Phone Number

(561) 391-5555

# of Employees

7

Documents

Latest Form ADV

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Arizona
(4/26/2024)
RR
California
(1/2/2019)
RR
Colorado
(8/13/2018)
RR
Connecticut
(9/13/2019)
RR
District of Columbia
(8/13/2018)
RR
Florida
(8/10/2018)
IAR
Florida
(1/10/2020)
RR
Georgia
(1/2/2019)
RR
Illinois
(1/2/2019)
RR
Kentucky
(2/10/2026)
RR
Maryland
(8/13/2018)
RR
Massachusetts
(1/2/2019)
RR
Michigan
(7/11/2024)
RR
Missouri
(1/7/2019)
RR
Nebraska
(2/26/2021)
RR
Nevada
(5/22/2025)
RR
New Hampshire
(7/15/2019)
RR
New Jersey
(1/2/2019)
RR
New York
(1/2/2019)
RR
North Carolina
(4/26/2024)
RR
Pennsylvania
(1/7/2019)
RR
Puerto Rico
(4/9/2024)
RR
Texas
(1/2/2019)
RR
Utah
(3/19/2025)
RR
Virginia
(3/7/2025)
RR
Wisconsin
(4/26/2024)
RR
Wyoming
(4/9/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Dec 2018About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Aug 2018About the Series 7 exam
FINRA
SRO Registrations
NYSE American LLC
SRO Registrations
Nasdaq Stock Market
SRO Registrations
New York Stock Exchange
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Robert Dawson Keyser III's CRS (Customer Relationship Summary).

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