AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
LC

Liam Patrick Coll

NOBLES & RICHARDS ADVISORS
Phoenix, AZ
·CRD# 6993522·8 years experience

Professional Summary

Liam Patrick Coll, who also goes by Liam P Coll, is a registered financial advisor currently at NOBLES & RICHARDS ADVISORS, LLC located in Phoenix, Arizona and NOBLES & RICHARDS, INC. located in Phoenix, Arizona. Liam is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Liam has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Liam P Coll

Blog Corner

Similar Advisors

Joseph A Di Vito JR
Joseph A Di Vito JR

RBC CAPITAL MARKETS, LLC

Scottsdale, AZ · CRD#
View profile
Timothy Christopher Hughes
Timothy Christopher Hughes

AMERIPRISE FINANCIAL SERVICES, LLC

Scottsdale, AZ · CRD#
Julie Ann Danapilis
Julie Ann Danapilis

VANGUARD MARKETING CORPORATION

SCOTTSDALE, AZ · CRD#
Luke Kacer
Luke Kacer

AMERIPRISE FINANCIAL SERVICES, LLC

Tucson, AZ · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Joseph A Di Vito JR
Joseph A Di Vito JR

RBC CAPITAL MARKETS, LLC

Scottsdale, AZ · CRD#
Timothy Christopher Hughes
Timothy Christopher Hughes

AMERIPRISE FINANCIAL SERVICES, LLC

Scottsdale, AZ · CRD#
Julie Ann Danapilis
Julie Ann Danapilis

VANGUARD MARKETING CORPORATION

SCOTTSDALE, AZ · CRD#
Luke Kacer
Luke Kacer

AMERIPRISE FINANCIAL SERVICES, LLC

Tucson, AZ · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

Joseph A Di Vito JR
Joseph A Di Vito JR

RBC CAPITAL MARKETS, LLC

Scottsdale, AZ · CRD#
Timothy Christopher Hughes
Timothy Christopher Hughes

AMERIPRISE FINANCIAL SERVICES, LLC

Scottsdale, AZ · CRD#
Julie Ann Danapilis
Julie Ann Danapilis

VANGUARD MARKETING CORPORATION

SCOTTSDALE, AZ · CRD#
Luke Kacer
Luke Kacer

AMERIPRISE FINANCIAL SERVICES, LLC

Tucson, AZ · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Joseph A Di Vito JR
Joseph A Di Vito JR

RBC CAPITAL MARKETS, LLC

Scottsdale, AZ · CRD#
Timothy Christopher Hughes
Timothy Christopher Hughes

AMERIPRISE FINANCIAL SERVICES, LLC

Scottsdale, AZ · CRD#
Julie Ann Danapilis
Julie Ann Danapilis

VANGUARD MARKETING CORPORATION

SCOTTSDALE, AZ · CRD#
Luke Kacer
Luke Kacer

AMERIPRISE FINANCIAL SERVICES, LLC

Tucson, AZ · CRD#

Years of Experience

8 years in the financial services industry

Current & Past Employments

NOBLES & RICHARDS ADVISORS, LLC·CRD# 281539
RIA
6811 E Mayo Blvd Fl 2, Phoenix, AZ 85054
July 1, 2026 - Present
NOBLES & RICHARDS, INC.·CRD# 146870
BD
18500 N. Allied Way, Phoenix, AZ 85054
June 30, 2025 - Present
CCO CAPITAL, LLC·CRD# 31147
BD
Phoenix, AZ
November 30, 2022 - November 27, 2023
FIDELITY PERSONAL AND WORKPLACE ADVISORS·CRD# 288590
RIA
Salt Lake City, UT
February 8, 2021 - November 25, 2022
FIDELITY BROKERAGE SERVICES LLC·CRD# 7784
BD
Salt Lake City, UT
January 26, 2021 - November 10, 2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
Chandler, AZ
July 9, 2020 - July 22, 2020
CHARLES SCHWAB & CO., INC.·CRD# 5393
BD
Phoenix, AZ
November 21, 2018 - May 21, 2020

Similar Advisors

Joseph A Di Vito JR
Joseph A Di Vito JR

RBC CAPITAL MARKETS, LLC

Scottsdale, AZ · CRD#
Timothy Christopher Hughes
Timothy Christopher Hughes

AMERIPRISE FINANCIAL SERVICES, LLC

Scottsdale, AZ · CRD#
Julie Ann Danapilis
Julie Ann Danapilis

VANGUARD MARKETING CORPORATION

SCOTTSDALE, AZ · CRD#
Luke Kacer
Luke Kacer

AMERIPRISE FINANCIAL SERVICES, LLC

Tucson, AZ · CRD#

Current Firm

N&
NOBLES & RICHARDS ADVISORS, LLC

NOBLES & RICHARDS ADVISORS, LLC

CRD#: 281539
Florida
Registered Investment Advisory firm - Florida (10/6/2025 Approved)
New Jersey
Registered Investment Advisory firm - New Jersey (11/5/2025 Approved)
New York
Registered Investment Advisory firm - New York (4/9/2025 Approved)
Texas
Registered Investment Advisory firm - Texas (4/7/2016 Approved)

Contact Information

Main Address

801 E. Plano Pkwy Suite 220, Plano, TX 75074

Phone Number

(214) 642-6603

# of Employees

6

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

128

AUM (Assets Under Management)

$34,183,968

Similar Advisors

Joseph A Di Vito JR
Joseph A Di Vito JR

RBC CAPITAL MARKETS, LLC

Scottsdale, AZ · CRD#
Timothy Christopher Hughes
Timothy Christopher Hughes

AMERIPRISE FINANCIAL SERVICES, LLC

Scottsdale, AZ · CRD#
Julie Ann Danapilis
Julie Ann Danapilis

VANGUARD MARKETING CORPORATION

SCOTTSDALE, AZ · CRD#
Luke Kacer
Luke Kacer

AMERIPRISE FINANCIAL SERVICES, LLC

Tucson, AZ · CRD#

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Yrefy, LLC; Inv-rel; Phoenix, AZ 85054; Start 07/2025; Sales of securities; Employee; Registered Representative; 160 hrs; Duties: Sales

Similar Advisors

Joseph A Di Vito JR
Joseph A Di Vito JR

RBC CAPITAL MARKETS, LLC

Scottsdale, AZ · CRD#
Timothy Christopher Hughes
Timothy Christopher Hughes

AMERIPRISE FINANCIAL SERVICES, LLC

Scottsdale, AZ · CRD#
Julie Ann Danapilis
Julie Ann Danapilis

VANGUARD MARKETING CORPORATION

SCOTTSDALE, AZ · CRD#
Luke Kacer
Luke Kacer

AMERIPRISE FINANCIAL SERVICES, LLC

Tucson, AZ · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(7/2/2025)
RR
Alaska
(7/15/2025)
RR
Arizona
(7/8/2025)
RR
Arkansas
(8/7/2025)
RR
California
(7/2/2025)
RR
Colorado
(8/14/2025)
RR
Connecticut
(7/2/2025)
RR
Delaware
(7/9/2025)
RR
District of Columbia
(7/9/2025)
RR
Florida
(7/7/2025)
RR
Georgia
(7/2/2025)
RR
Hawaii
(7/15/2025)
RR
Idaho
(7/2/2025)
RR
Illinois
(7/10/2025)
RR
Indiana
(7/9/2025)
RR
Iowa
(7/11/2025)
RR
Kansas
(7/3/2025)
RR
Kentucky
(8/4/2025)
RR
Louisiana
(7/9/2025)
RR
Maine
(7/14/2025)
RR
Maryland
(7/11/2025)
RR
Massachusetts
(7/3/2025)
RR
Michigan
(9/10/2025)
RR
Minnesota
(7/9/2025)
RR
Mississippi
(7/9/2025)
RR
Missouri
(7/2/2025)
RR
Montana
(7/22/2025)
RR
Nebraska
(7/2/2025)
RR
Nevada
(7/9/2025)
RR
New Hampshire
(7/10/2025)
RR
New Jersey
(7/2/2025)
RR
New Mexico
(7/9/2025)
RR
New York
(9/5/2025)
RR
North Carolina
(7/9/2025)
RR
North Dakota
(7/14/2025)
RR
Ohio
(7/2/2025)
RR
Oklahoma
(7/9/2025)
RR
Oregon
(10/13/2025)
RR
Pennsylvania
(7/3/2025)
RR
Rhode Island
(7/9/2025)
RR
South Carolina
(7/9/2025)
RR
South Dakota
(7/10/2025)
RR
Tennessee
(7/9/2025)
RR
Texas
(7/2/2025)
IAR
Texas
(7/1/2026)
RR
Utah
(7/2/2025)
RR
Vermont
(7/9/2025)
RR
Virginia
(7/10/2025)
RR
Washington
(7/9/2025)
RR
West Virginia
(7/9/2025)
RR
Wisconsin
(7/2/2025)
RR
Wyoming
(7/2/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Oct 2020About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 2018About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Nov 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Nov 2018About the Series 7 exam
FINRA
SRO Registrations

Similar Advisors

Joseph A Di Vito JR
Joseph A Di Vito JR

RBC CAPITAL MARKETS, LLC

Scottsdale, AZ · CRD#
Timothy Christopher Hughes
Timothy Christopher Hughes

AMERIPRISE FINANCIAL SERVICES, LLC

Scottsdale, AZ · CRD#
Julie Ann Danapilis
Julie Ann Danapilis

VANGUARD MARKETING CORPORATION

SCOTTSDALE, AZ · CRD#
Luke Kacer
Luke Kacer

AMERIPRISE FINANCIAL SERVICES, LLC

Tucson, AZ · CRD#

CRS (Client Relationship Summary) - RIA

Click below to view Liam Patrick Coll's CRS (Customer Relationship Summary).

Similar Advisors

Joseph A Di Vito JR
Joseph A Di Vito JR

RBC CAPITAL MARKETS, LLC

Scottsdale, AZ · CRD#
Timothy Christopher Hughes
Timothy Christopher Hughes

AMERIPRISE FINANCIAL SERVICES, LLC

Scottsdale, AZ · CRD#
Julie Ann Danapilis
Julie Ann Danapilis

VANGUARD MARKETING CORPORATION

SCOTTSDALE, AZ · CRD#
Luke Kacer
Luke Kacer

AMERIPRISE FINANCIAL SERVICES, LLC

Tucson, AZ · CRD#
LC
Follow Liam
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required