Liam P. Coll

NOBLES & RICHARDS ADVISORS

Phoenix, AZ 85054

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CRD#: 6993522

Professional summary

Liam Patrick Coll, who also goes by Liam P Coll, is a registered financial advisor currently at NOBLES & RICHARDS ADVISORS, LLC located in Phoenix, Arizona and NOBLES & RICHARDS, INC. located in Phoenix, Arizona.

Liam is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Liam has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Aliases

Liam P Coll

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Liam Patrick Coll's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 1, 2026 - Present

NOBLES & RICHARDS ADVISORS, LLC

Office #1: 6811 E Mayo Blvd Fl 2, Phoenix, AZ 85054

RIA

CRD#: 281539

Phoenix, AZ

Current

June 30, 2025 - Present

NOBLES & RICHARDS, INC.

Office #1: 18500 N. Allied Way, Phoenix, AZ 85054

CRD#: 146870

Phoenix, AZ

Past

November 30, 2022 - November 27, 2023

CCO CAPITAL, LLC

CRD#: 31147

PHOENIX, AZ

Past

February 8, 2021 - November 25, 2022

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

SALT LAKE CITY, UT

Past

January 26, 2021 - November 10, 2022

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SALT LAKE CITY, UT

Past

July 9, 2020 - July 22, 2020

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

CHANDLER, AZ

Past

November 21, 2018 - May 21, 2020

CHARLES SCHWAB & CO., INC.

CRD#: 5393

Phoenix, AZ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(7/2/2025)

Alaska
(7/15/2025)

Arizona
(7/8/2025)

Arkansas
(8/7/2025)

California
(7/2/2025)

Colorado
(8/14/2025)

Connecticut
(7/2/2025)

Delaware
(7/9/2025)

District of Columbia
(7/9/2025)

Florida
(7/7/2025)

Georgia
(7/2/2025)

Hawaii
(7/15/2025)

Idaho
(7/2/2025)

Illinois
(7/10/2025)

Indiana
(7/9/2025)

Iowa
(7/11/2025)

Kansas
(7/3/2025)

Kentucky
(8/4/2025)

Louisiana
(7/9/2025)

Maine
(7/14/2025)

Maryland
(7/11/2025)

Massachusetts
(7/3/2025)

Michigan
(9/10/2025)

Minnesota
(7/9/2025)

Mississippi
(7/9/2025)

Missouri
(7/2/2025)

Montana
(7/22/2025)

Nebraska
(7/2/2025)

Nevada
(7/9/2025)

New Hampshire
(7/10/2025)

New Jersey
(7/2/2025)

New Mexico
(7/9/2025)

New York
(9/5/2025)

North Carolina
(7/9/2025)

North Dakota
(7/14/2025)

Ohio
(7/2/2025)

Oklahoma
(7/9/2025)

Oregon
(10/13/2025)

Pennsylvania
(7/3/2025)

Rhode Island
(7/9/2025)

South Carolina
(7/9/2025)

South Dakota
(7/10/2025)

Tennessee
(7/9/2025)

Texas
(7/2/2025)

IAR

Texas
(7/1/2026)

Utah
(7/2/2025)

Vermont
(7/9/2025)

Virginia
(7/10/2025)

Washington
(7/9/2025)

West Virginia
(7/9/2025)

Wisconsin
(7/2/2025)

Wyoming
(7/2/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/22/2020

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/10/2018

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 11/22/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/21/2018

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

NOBLES & RICHARDS ADVISORS, LLC

CRD#: 281539 / SEC#:

Florida

Registered Investment Advisory firm - (10/6/2025 Approved)

New Jersey

Registered Investment Advisory firm - (11/5/2025 Approved)

New York

Registered Investment Advisory firm - (4/9/2025 Approved)

Texas

Registered Investment Advisory firm - (4/7/2016 Approved)

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Contact information

Main Address

801 E. Plano Pkwy Suite 220, Plano, TX 75074

Mailing Address

Phone number

(214) 642-6603

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	129
AUM (Assets Under Management)	$ 35,380,882

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Liam P. Coll

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Liam Patrick Coll's CRS (Customer Relationship Summary).

Certified licenses

Experience

NOBLES & RICHARDS, INC.

CCO CAPITAL, LLC

FIDELITY PERSONAL AND WORKPLACE ADVISORS

FIDELITY BROKERAGE SERVICES LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CHARLES SCHWAB & CO., INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/22/2020

Series 63

Date: 12/10/2018

SIE

Date: 11/22/2018

Series 7

Date: 11/21/2018

FINRA

Current Firm

NOBLES & RICHARDS ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

NOBLES & RICHARDS ADVISORS, LLC

TRUST BUT VERIFY

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