Alan B. Jimenez
Professional summary
Alan B Jimenez is a registered financial advisor currently at SCHWAB WEALTH ADVISORY, INC. located in Phoenix, Arizona and CHARLES SCHWAB & CO., INC. located in Phoenix, Arizona.
Alan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Alan has worked at 2 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Alan B Jimenez's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 12, 2021 - Present
SCHWAB WEALTH ADVISORY, INC.
Office #1: 2423 E. Lincoln Drive, Phoenix, AZ 85016November 19, 2018 - Present
CHARLES SCHWAB & CO., INC.
Office #1: 2423 E Lincoln Dr, Phoenix, AZ 85016-1215September 16, 2019 - August 24, 2021
CHARLES SCHWAB & CO., INC.
Primary Firm SEC Registration
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/16/2024)
(12/12/2018)
(8/23/2021)
(2/20/2019)
(1/4/2020)
(2/20/2019)
(2/4/2025)
(1/4/2020)
(2/20/2019)
(6/19/2020)
(6/19/2020)
(6/19/2020)
(1/4/2020)
(1/4/2020)
(6/19/2020)
(6/19/2020)
(6/19/2020)
(2/14/2025)
(1/4/2020)
(6/19/2020)
(8/16/2024)
(3/7/2024)
(3/19/2025)
(1/4/2020)
(6/17/2025)
Exams
FINRA
Nasdaq Stock Market
Current Firm
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
Contact information
SEC notice filing (53 States and Territories)
Red Flags
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