Travis E. Hughes
Professional summary
Travis Eugene Hughes, CFP®, who also goes by Travis E Hughes, Travis Eugene Hughes, is a registered financial advisor currently at DOWNSHIFT FINANCIAL located in Boulder, Colorado.
Travis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Travis has worked at 2 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Travis Eugene Hughes's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2023
Experience
June 9, 2021 - Present
DOWNSHIFT FINANCIAL
October 15, 2018 - April 17, 2019
EDWARD JONES
September 20, 2018 - April 17, 2019
EDWARD JONES
Primary Firm SEC Registration
DOWNSHIFT FINANCIAL
CRD#: 314068 / SEC#: 801-131232
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/6/2023)
(6/9/2021)
(6/30/2021)
(8/1/2023)
Exams
Current Firm
DOWNSHIFT FINANCIAL
CRD#: 314068 / SEC#: 801-131232
Contact information
SEC notice filing (4 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 319 |
| AUM (Assets Under Management) | $ 191,500,000 |
Red Flags
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