Eva Kathrin Genovese-delwing
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eva Kathrin Genovese-delwing, who also goes by Kathrin Genovese, was a registered financial professional .
Eva Kathrin is a previously registered financial professional and started their career in finance in 2018. Eva Kathrin had worked at 2 firms and has passed the Series 66, Series 7TO, SIE and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 21, 2021 - September 30, 2022
UBP INVESTMENT ADVISORS S.A.
January 31, 2019 - November 20, 2019
UBS FINANCIAL SERVICES INC.
December 3, 2018 - November 20, 2019
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 12/3/2018
General Securities Representative ExaminationCurrent Firm
UBP INVESTMENT ADVISORS S.A.
CRD#: 169987 / SEC#: 801-79172
Contact information
Regulatory assets under management
| Total Number of Accounts | 214 |
| AUM (Assets Under Management) | $ 943,146,194 |
Red Flags
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