Brandon Willis

ROBINHOOD ASSET MANAGEMENT

Denver, CO

CRD#: 6993065

Some features on this profile are disabled

Professional summary

Brandon Willis is a registered financial advisor currently at ROBINHOOD ASSET MANAGEMENT located in Denver, Colorado and ROBINHOOD FINANCIAL, LLC located in Denver, Colorado.

Brandon is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Brandon has worked at 4 firms and has passed the Series 66, Series 3, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brandon Willis's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 10, 2026 - Present

ROBINHOOD ASSET MANAGEMENT

RIA

CRD#: 323736

Denver, CO

Current

April 9, 2026 - Present

ROBINHOOD FINANCIAL, LLC

Office #1: 2373 15th St Suite 300, Denver, CO 80202

CRD#: 165998

Denver, CO

Past

January 27, 2020 - March 10, 2026

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

GREENWOOD VILLAGE, CO

Past

January 27, 2020 - March 10, 2026

J.P. MORGAN SECURITIES LLC

CRD#: 79

GREENWOOD VILLAGE, CO

Past

January 22, 2019 - October 1, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

BOULDER, CO

Past

November 3, 2018 - October 1, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

BOULDER, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ROBINHOOD ASSET MANAGEMENT

RAM | ROBINHOOD STRATEGIES | ROBINHOOD ASSET MANAGEMENT, LLC | ROBINHOOD ASSET MANAGEMENT

CRD#: 323736 / SEC#: 801-127371

RIA

Registered Investment Advisory firm - (1/14/2025 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(4/9/2026)

Alaska
(4/9/2026)

Arizona
(4/9/2026)

Arkansas
(4/9/2026)

California
(4/9/2026)

IAR

California
(6/10/2026)

Colorado
(4/9/2026)

IAR

Colorado
(6/10/2026)

Connecticut
(4/9/2026)

Delaware
(4/9/2026)

District of Columbia
(4/9/2026)

Florida
(4/9/2026)

Georgia
(4/9/2026)

Hawaii
(4/9/2026)

Idaho
(4/9/2026)

Illinois
(4/9/2026)

Indiana
(4/9/2026)

Iowa
(4/9/2026)

Kansas
(4/9/2026)

Kentucky
(4/9/2026)

Louisiana
(4/9/2026)

Maine
(4/9/2026)

Maryland
(4/9/2026)

Massachusetts
(4/9/2026)

Michigan
(4/9/2026)

Minnesota
(4/9/2026)

Mississippi
(4/9/2026)

Missouri
(4/9/2026)

Montana
(4/9/2026)

Nebraska
(4/9/2026)

Nevada
(4/9/2026)

New Hampshire
(4/9/2026)

New Jersey
(4/9/2026)

New Mexico
(4/9/2026)

New York
(4/9/2026)

North Carolina
(4/9/2026)

North Dakota
(4/9/2026)

Ohio
(4/10/2026)

Oklahoma
(4/9/2026)

Oregon
(4/9/2026)

Pennsylvania
(4/9/2026)

Puerto Rico
(4/9/2026)

Rhode Island
(4/9/2026)

South Carolina
(4/9/2026)

South Dakota
(4/9/2026)

Tennessee
(4/9/2026)

Texas
(4/9/2026)

Utah
(4/9/2026)

Vermont
(4/9/2026)

Virgin Islands
(4/9/2026)

Virginia
(4/9/2026)

Washington
(4/9/2026)

West Virginia
(4/9/2026)

Wisconsin
(4/9/2026)

Wyoming
(4/9/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/18/2019

Uniform Combined State Law Examination

General Industry/Product Exam

Series 3

Date: 6/10/2026

National Commodity Futures Examination

General Industry/Product Exam

Series 7TO

Date: 11/3/2018

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/24/2018

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

ROBINHOOD ASSET MANAGEMENT

RAM | ROBINHOOD STRATEGIES | ROBINHOOD ASSET MANAGEMENT, LLC | ROBINHOOD ASSET MANAGEMENT

CRD#: 323736 / SEC#: 801-127371

RIA

Registered Investment Advisory firm - (1/14/2025 Approved)

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

85 Willow Road, Menlo Park, CA 94025

Mailing Address

Phone number

650-940-2700 EXT 31450

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RAM FORM ADV PART 2A CLIENT BROCHURE (11/7/2025)

Regulatory assets under management

Total Number of Accounts	81,015
AUM (Assets Under Management)	$ 158,695,275

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
06/25/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Guy Peel

OSAIC WEALTH, INC.

IAR

Helena, MT

Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

IAR

Estero, FL

Jeffrey Meotti

MORGAN STANLEY

IAR

MADISON, CT

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Brandon Willis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brandon Willis's CRS (Customer Relationship Summary).

Certified licenses

Experience

ROBINHOOD FINANCIAL, LLC

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

ROBINHOOD ASSET MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 1/18/2019

Series 3

Date: 6/10/2026

Series 7TO

Date: 11/3/2018

SIE

Date: 10/24/2018

FINRA

Current Firm

ROBINHOOD ASSET MANAGEMENT

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

ROBINHOOD ASSET MANAGEMENT

TRUST BUT VERIFY

Similar Advisors