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Nestor J. Lopez
BRADESCO GLOBAL ADVISORS
Coral Gables, FL 33134
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CRD#: 6993045
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Professional summary
Nestor J Lopez, who also goes by Nestor Jose Lopez Moreno, is a registered financial advisor currently at BRADESCO GLOBAL ADVISORS located in Coral Gables, Florida and BRADESCO INVESTMENTS INC. located in Coral Gables, Florida.
Nestor is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. Nestor has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Nestor Jose Lopez Moreno
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Outside Business Name: Bradesco Global Advisors; Investment Related; Address: 3011 Ponce de Leon Blvd. PH1, Coral Gables FL. 33134 ; Nature of Business: Financial: Position: RIA; Start date: 03/2022; Number of Hours devoted to the other business: 80 Hours; Number of hours you devote to the other business during securities trading hours: 4; Outside Business Name: Bradesco Bank; Investment Related; Address: 3011 Ponce de Leon Blvd. PH1, Coral Gables FL. 33134 ; Nature of Business: Financial: Position: Onboarding HUB Mgr.; Start date: 03/2022; Number of Hours devoted to the other business: 80 Hours; Number of hours you devote to the other business during securities trading hours: 4;
CRS (Client Relationship Summary) - RIA
Click below to view Nestor J Lopez's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 5, 2022 - Present
BRADESCO GLOBAL ADVISORS
Office #1: 3011 Ponce De Leon Blvd Ph-1, Coral Gables, FL 33134RIA
CRD#: 134416
Coral Gables, FL
Current
April 13, 2022 - Present
BRADESCO INVESTMENTS INC.
Office #1: 3011 Ponce De Leon Blvd, Ph1, Coral Gables, FL 33134BD
CRD#: 19453
Coral Gables, FL
Past
February 1, 2021 - April 14, 2022
INSIGNEO ADVISORY SERVICES, LLC
RIA
CRD#: 282589
MIAMI, FL
Past
March 13, 2020 - April 14, 2022
INSIGNEO SECURITIES, LLC
BD
CRD#: 29249
MIAMI, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BG
BRADESCO GLOBAL ADVISORS
BAC GLOBAL ADVISORS | BRADESCO INVEST US | BRADESCO GLOBAL ADVISORS INC. | BRADESCO GLOBAL ADVISORS | BAC GLOBAL ADVISORS, INC.
CRD#: 134416 / SEC#: 801-123555
RIA
Registered Investment Advisory firm - (3/28/2022 Approved)Florida
Registered Investment Advisory firm - (3/30/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(4/13/2022)
IAR
Florida(5/5/2022)
RR
New York(4/13/2022)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 3/13/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BG
BRADESCO GLOBAL ADVISORS
BAC GLOBAL ADVISORS | BRADESCO INVEST US | BRADESCO GLOBAL ADVISORS INC. | BRADESCO GLOBAL ADVISORS | BAC GLOBAL ADVISORS, INC.
CRD#: 134416 / SEC#: 801-123555
RIA
Registered Investment Advisory firm - (3/28/2022 Approved)Florida
Registered Investment Advisory firm - (3/30/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3011 Ponce De Leon Blvd Ph-1, Coral Gables, FL 33134
Mailing Address
Phone number
(305) 523-6536
Established
Firm type
Fiscal year end
# of Employees
18
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,941 |
| AUM (Assets Under Management) | $ 172,709,474 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BRADESCO GLOBAL ADVISORS
CRD#: 134416Coral Gables, FL 33134TRUST BUT VERIFY
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