Anne A. Space

YHB INVESTMENT ADVISORS

West Hartford, CT 06107-2417

Some features on this profile are disabled

CRD#: 6992933

Professional summary

Anne Agonis Space, who also goes by Anne Elizabeth Agonis, is a registered financial advisor currently at YHB INVESTMENT ADVISORS INC located in West Hartford, Connecticut.

Anne is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Anne has worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Anne Elizabeth Agonis

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anne Agonis Space's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 30, 2018 - Present

YHB INVESTMENT ADVISORS INC

Office #1: 29 South Main Street Suite 306, West Hartford, CT 06107-2417

RIA

CRD#: 105434

West Hartford, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

YHB INVESTMENT ADVISORS INC

CRD#: 105434 / SEC#: 801-35916

RIA

Registered Investment Advisory firm - (1/26/1990 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(7/30/2018)

IAR

Texas
(11/6/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

YHB INVESTMENT ADVISORS INC

CRD#: 105434 / SEC#: 801-35916

RIA

Registered Investment Advisory firm - (1/26/1990 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

29 South Main Street Suite 306, West Hartford, CT 06107-2417

Mailing Address

Phone number

(860) 561-7050

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (24 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE (9/5/2025)

Regulatory assets under management

Total Number of Accounts	2,864
AUM (Assets Under Management)	$ 1,989,951,000

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/28/2025	Cover Page	Report
02/29/2024	Cover Page	Report
03/29/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Samuel Kaplowitz

BREACHWAY INVESTMENTS, LLC

IAR

West Hartford, CT

Richard Rake

FINANCIAL RESOURCES GROUP, LLC

IAR

GLASTONBURY, CT

Michael Chadwick

FISCAL WISDOM WEALTH MANAGEMENT LLC

IAR

Canton, CT

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Anne A. Space

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anne Agonis Space's CRS (Customer Relationship Summary).

Certified licenses

Experience

YHB INVESTMENT ADVISORS INC

Primary Firm SEC Registration

YHB INVESTMENT ADVISORS INC

State Registrations and Notice Filings

Exams

Current Firm

YHB INVESTMENT ADVISORS INC

Contact information

SEC notice filing (24 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

YHB INVESTMENT ADVISORS INC

TRUST BUT VERIFY

Similar Advisors