Connor W. Zimmer

ROOTED WEALTH ADVISORS

Denver, CO 80237

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CRD#: 6992555

Professional summary

Connor William Zimmer, CFP® is a registered financial advisor currently at ROOTED WEALTH ADVISORS located in Denver, Colorado.

Connor is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Connor has worked at 4 firms and has passed the Series 63, Series 65, Series 7TO, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Fixed insurance sales; as of 07/27/2020; 1% time spent during business hours; Conducted at branch location; Investment related.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Connor William Zimmer's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2020

Experience

Current

July 6, 2023 - Present

ROOTED WEALTH ADVISORS

Office #1: 4600 South Syracuse Suite 948, Denver, CO 80237

RIA

CRD#: 313759

Denver, CO

Past

June 2, 2020 - July 5, 2023

COMMONWEALTH FINANCIAL NETWORK

RIA

CRD#: 8032

Ridgeland, MS

Past

June 2, 2020 - July 5, 2023

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

Ridgeland, MS

Past

December 19, 2018 - March 23, 2020

DIVERSIFIED ASSET MANAGEMENT, INC.

RIA

CRD#: 112743

BOULDER, CO

Past

August 23, 2018 - August 28, 2018

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

DENVER, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ROOTED WEALTH ADVISORS

ROOTED WEALTH ADVISORS | ROOTED WEALTH ADVISORS, INC.

CRD#: 313759 / SEC#: 801-121129

RIA

Registered Investment Advisory firm - (5/4/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(7/6/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 2/26/2021

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 12/19/2018

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7TO

Date: 12/5/2020

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 8/28/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 8/23/2018

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ROOTED WEALTH ADVISORS

ROOTED WEALTH ADVISORS | ROOTED WEALTH ADVISORS, INC.

CRD#: 313759 / SEC#: 801-121129

RIA

Registered Investment Advisory firm - (5/4/2021 Approved)

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Contact information

Main Address

389 William Latham R Senior Drive, Bourbonnais, IL 60914

Mailing Address

Phone number

(866) 766-8332

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (6/10/2025)

Regulatory assets under management

Total Number of Accounts	3,276
AUM (Assets Under Management)	$ 318,346,720

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Connor W. Zimmer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Connor William Zimmer's CRS (Customer Relationship Summary).

Certified licenses

Experience

COMMONWEALTH FINANCIAL NETWORK

COMMONWEALTH FINANCIAL NETWORK

DIVERSIFIED ASSET MANAGEMENT, INC.

FORESTERS FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

ROOTED WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Series 63

Date: 2/26/2021

Series 65

Date: 12/19/2018

Series 7TO

Date: 12/5/2020

SIE

Date: 8/28/2018

Series 6

Date: 8/23/2018

Current Firm

ROOTED WEALTH ADVISORS

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ROOTED WEALTH ADVISORS

TRUST BUT VERIFY

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