MP
Mark E. Popp
JANNEY MONTGOMERY SCOTT LLC
Syracuse, NY 13214
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CRD#: 6992290
MP
Professional summary
Mark Edward Popp, CFP® is a registered financial advisor currently at JANNEY MONTGOMERY SCOTT LLC located in Syracuse, New York.
Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Mark has worked at 1 firm and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) McMahon Ryan Child Advocacy Center; not investment related; 601 East Genesee Street, Syracuse, NY 13202; Non-Profit Organization; Co-Chair of Annual Fundraiser Event: "Kick Off 4 Kids". Start date 08/09/2021; 5hrs month/0hrs during trading day; Assist with Planning and Fund Raising 2) Rotary Club of Camillus; not investment related; 4131 West Genesee Street, Camillus, NY 13031; Fraternal Organization; Member; start date: 08/24/2021; 2 hrs per month; Regular Member contributing to periodically assisting those in need. Attend periodic meeting of and participate in the Rotary Club of Camillus. Volunteer to contribute and assist with it's mission of helping support those in need. 3) Westhill Educational Foundation, Syracuse, NY. Grants in Westhill School District to help further education of students throughout the district. Board Member (09/2023) - help make decisions on issuing Grants to those applying, all for District Educational Purposes. Not compensated, not investment related, 3 hours per month. 4. McMahon Ryan Child Advocacy Center, Syracuse, NY. General Board member and Secretary (09/2022). Not investment related, not compensated, 4 hours/month.
CRS (Client Relationship Summary) - RIA
Click below to view Mark Edward Popp's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Mark Edward Popp's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
November 7, 2018 - Present
JANNEY MONTGOMERY SCOTT LLC
Office #1: 5784 Widewaters Parkway Suite 2, Syracuse, NY 13214RIA
BD
CRD#: 463
Syracuse, NY
Current
October 11, 2018 - Present
JANNEY MONTGOMERY SCOTT LLC
Office #1: 5784 Widewaters Parkway Suite 2, Syracuse, NY 13214RIA
BD
CRD#: 463
Syracuse, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JANNEY MONTGOMERY SCOTT LLC
JANNEY MONTGOMERY SCOTT INC. | PARKER/HUNTER ASSET MANAGEMENT | JANNEY MONTGOMERY SCOTT LLC
CRD#: 463 / SEC#: 801-7258, 8-462
RIA
Registered Investment Advisory firm - SEC (3/8/1971 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/3/2019)
RR
Arizona(1/3/2019)
RR
California(1/3/2019)
RR
Colorado(1/3/2019)
RR
Connecticut(1/3/2019)
IAR
Delaware(1/9/2023)
RR
Delaware(1/14/2023)
RR
District of Columbia(1/3/2019)
IAR
District of Columbia(10/17/2019)
RR
Florida(1/3/2019)
RR
Georgia(1/3/2019)
RR
Hawaii(1/3/2019)
RR
Illinois(1/3/2019)
RR
Indiana(2/6/2025)
RR
Louisiana(8/7/2020)
RR
Maine(7/28/2025)
RR
Maryland(1/3/2019)
RR
Massachusetts(1/3/2019)
RR
Michigan(4/21/2023)
RR
Minnesota(3/14/2024)
RR
Nevada(1/3/2019)
RR
New Hampshire(1/3/2019)
RR
New Jersey(11/1/2018)
IAR
New Jersey(11/7/2018)
RR
New York(11/1/2018)
IAR
New York(6/18/2021)
RR
North Carolina(1/3/2019)
RR
Ohio(4/8/2022)
RR
Oregon(1/3/2019)
RR
Pennsylvania(1/3/2019)
IAR
Pennsylvania(9/24/2019)
RR
South Carolina(1/3/2019)
RR
Tennessee(1/3/2019)
RR
Texas(1/3/2019)
IAR
Texas(9/24/2019)
RR
Utah(1/2/2020)
RR
Vermont(11/3/2025)
RR
Virginia(1/3/2019)
RR
Washington(1/3/2019)
RR
Wisconsin(1/3/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
JANNEY MONTGOMERY SCOTT LLC
JANNEY MONTGOMERY SCOTT INC. | PARKER/HUNTER ASSET MANAGEMENT | JANNEY MONTGOMERY SCOTT LLC
CRD#: 463 / SEC#: 801-7258, 8-462
RIA
Registered Investment Advisory firm - SEC (3/8/1971 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
1717 Arch Street, Philadelphia, PA 19103
Mailing Address
1717 Arch Street, Philadelphia, PA 19103
Phone number
(215) 665-6000
Established
Delaware since 08/27/1999
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
2,375
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JUNE PURCHASER LLC | OWNER | |
| CULLEY, JOSEPH DAVID | BANKING PRINCIPAL (BP) | 4275987 |
| DOWNEY, DANEEN ELIZABETH | DEPUTY GENERAL COUNSEL | 4758790 |
| FUSCO, CHRISTOPHER | ROSFP | 5858082 |
| HALL, CAROLINE KATHRYNE | CHIEF COMPLIANCE OFFICER | 6342772 |
| HRICKO, MICHAEL J | CHIEF FINANCIAL OFFICER | 4509746 |
| LEMPA, JESSICA ELLEN | IA CCO | 5276453 |
| MCSHEA, GREGORY BURNS | GENERAL COUNSEL | 2870963 |
| MILLER, ANTHONY MATTHEW | DIRECTOR, PRESIDENT AND CEO | 4597116 |
| MULLAN, DAVID MICHAEL | PRINCIPAL OPERATIONS OFFICER | 2739186 |
| REED, KEVIN JUDE | EXECUTIVE OFFICER | 2105832 |
| RIGGI, BRETT STEPHAN | CHIEF OPERATING OFFICER | 4462496 |
Regulatory assets under management
| Total Number of Accounts | 239,256 |
| AUM (Assets Under Management) | $ 100,795,564,390 |
Disclosures
| Regulatory Event | 54 |
| Arbitration | 66 |
| Bond | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/07/2025 | ||
| 03/21/2025 | ||
| 10/09/2024 | ||
| 10/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
JANNEY MONTGOMERY SCOTT LLC
CRD#: 463Syracuse, NY 13214TRUST BUT VERIFY
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