Kristi J. Huizenga
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kristi Jayne Huizenga was a registered financial professional .
Kristi is a previously registered financial professional and started their career in finance in 2022. Kristi had worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 23, 2025 - May 19, 2026
WEST INVEST
April 11, 2024 - June 1, 2026
LPL FINANCIAL LLC
March 27, 2023 - March 25, 2024
MOLONEY SECURITIES CO., INC.
September 30, 2022 - March 3, 2023
SECURITIES AMERICA, INC.
May 20, 2022 - October 13, 2022
LPL FINANCIAL LLC
Primary Firm SEC Registration
WEST INVEST
CRD#: 327641 / SEC#: 801-128653
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 5/20/2022
General Securities Representative ExaminationCurrent Firm
WEST INVEST
CRD#: 327641 / SEC#: 801-128653
Contact information
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,184 |
| AUM (Assets Under Management) | $ 193,599,500 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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