KH
Kristi J. Huizenga
WEST INVEST
BELLINGHAM, WA 98225
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CRD#: 6991939
KH
Professional summary
Kristi Jayne Huizenga is a registered financial advisor currently at WEST INVEST located in Bellingham, Washington and LPL FINANCIAL LLC located in Bellingham, Washington.
Kristi is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Kristi has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1- 04/2024 / Notary / Investment Related / 1 hr mnth 2- 04/2024 / West Invest / DBA for LPL Business (entity for LPL business) / Investment Related / 160 hr mnth / 8 hr during trading 3- 05/02/2024 - Northwest Wealth Advisors - Registered Investment Advisor Hybrid - Admin - Investment Related - At Reported Business Location(s) - Start Date 04/08/2024 - 160 Hours Per Month/ 8 Hours During Trading - I provide administrative support to Northwest Wealth Advisors, an independent investment advisor firm. I started this business activity in 4/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm�s Form ADV for more information about its address, the nature of its business, its owners, and its services at�http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4- 05/09/2024 - Northwest Wealth Advisors - Registered Investment Advisor DBA - Admin - Investment Related - At Reported Business Location(s) - Start Date 04/08/2024 - 160 Hours Per Month/ 8 Hours During Trading.
CRS (Client Relationship Summary) - RIA
Click below to view Kristi Jayne Huizenga's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 23, 2025 - Present
WEST INVEST
Office #1: 1801 F Street, Bellingham, WA 98225RIA
CRD#: 327641
BELLINGHAM, WA
Current
April 11, 2024 - Present
LPL FINANCIAL LLC
Office #1: 1801 F St, Bellingham, WA 98225RIA
BD
CRD#: 6413
BELLINGHAM, WA
Past
March 27, 2023 - March 25, 2024
MOLONEY SECURITIES CO., INC.
BD
CRD#: 38535
Bellingham, WA
Past
September 30, 2022 - March 3, 2023
SECURITIES AMERICA, INC.
BD
CRD#: 10205
BELLINGHAM, WA
Past
May 20, 2022 - October 13, 2022
LPL FINANCIAL LLC
BD
CRD#: 6413
BELLINGHAM, WA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WI
WEST INVEST
NORTHWEST WEALTH ADVISORS | WEST INVEST | NORTHWEST WEALTH ADVISORS, LLC
CRD#: 327641 / SEC#: 801-128653
RIA
Registered Investment Advisory firm - (8/31/2023 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Washington(6/17/2024)
IAR
Washington(1/23/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 5/20/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
WI
WEST INVEST
NORTHWEST WEALTH ADVISORS | WEST INVEST | NORTHWEST WEALTH ADVISORS, LLC
CRD#: 327641 / SEC#: 801-128653
RIA
Registered Investment Advisory firm - (8/31/2023 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1801 F Street, Bellingham, WA 98225
Mailing Address
Phone number
(360) 738-6019
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,184 |
| AUM (Assets Under Management) | $ 193,599,500 |
Red Flags
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Company Information
WEST INVEST
CRD#: 327641Bellingham, WA 98225TRUST BUT VERIFY
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