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RP

Reggie Peral

PEABODY, MA 01960
CRD#: 6991790
Some features on this profile are disabled
RP
Reggie Peral

Professional summary

Reggie Peral was a registered financial advisor .

Reggie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Reggie had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 25, 2026 - Present

Office #1: 24 Main Street Suite 25, Peabody, MA 01960
PEABODY, MA
Past

March 4, 2020 - June 5, 2026

LPL FINANCIAL LLC

RIA
CRD#: 6413
SALEM, MA
Past

February 26, 2020 - June 5, 2026

LPL FINANCIAL LLC

BD
CRD#: 6413
SALEM, MA
Past

October 29, 2018 - December 9, 2019

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
Middleton, MA
Past

October 4, 2018 - December 9, 2019

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
Middleton, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Massachusetts
(5/28/2026)
IAR
Texas
(5/25/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 10/29/2018
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/4/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/3/2018
General Securities Representative Examination

Current firm

No current employment

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

No current employment

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