RD
Rick B. Davis
WEALTH ADVISORY SOLUTIONS
Zionsville, IN 46077
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CRD#: 6991717
RD
Professional summary
Rick Brian Davis, who also goes by Rick B Davis, is a registered financial advisor currently at WEALTH ADVISORY SOLUTIONS, LLC located in Zionsville, Indiana.
Rick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Rick has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Rick B Davis
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) I am President of Q4 Advisors in Lafayette, IN which I founded in October of 2018. Q4 Advisors specializes in insurance based products such as life insurance, annuities and long term care. Rick Davis dedicates 15 hours a week to Q4 Advisors, some of which are during trading hours. 2) Stridz, LLC; Not investment related; 17 S. 6th St., Lafayette, IN 47905; Personal finance app meant to help educate young adults; Founder/President; Founder/President; 2/2024; 30-40 hours a month; 30-40 during securities trading hours; Ongoing development suggestions, marketing/promotion. 3) Purdue University; Not investment related; West Lafayette, IN; Teaching; Continuing Lecturer; Lecturer; 01/2019; 24-30 hrs/month while college is in session; 24 hrs/month during securities trading hours while college is in session; Teaching Entrepreneurship and Innovation as part of Purdue's ENTR Certificate program.
CRS (Client Relationship Summary) - RIA
Click below to view Rick Brian Davis's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 28, 2019 - Present
WEALTH ADVISORY SOLUTIONS, LLC
Office #1: 1630 W Oak St Suite 201, Zionsville, IN 46077RIA
CRD#: 288903
Zionsville, IN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WA
WEALTH ADVISORY SOLUTIONS, LLC
CEDAR WEALTH PARTNERS | WEALTH ADVISORY SOLUTIONS, LLC | THE MONUMENT CIRCLE GROUP | INTELLIGENT DESIGN ADVISORS, LLC | HOBBS WEALTH MANAGEMENT | ENVISION RIA | ENCIRCLE FINANCIAL STRATEGIES | DELTA WEALTH ADVISORS, LLC | COMPREHENSIVE FINANCIAL PLANNING SERVICES
CRD#: 288903 / SEC#: 801-110859
RIA
Registered Investment Advisory firm - (7/21/2017 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Indiana(11/28/2019)
Current Firm
WA
WEALTH ADVISORY SOLUTIONS, LLC
CEDAR WEALTH PARTNERS | WEALTH ADVISORY SOLUTIONS, LLC | THE MONUMENT CIRCLE GROUP | INTELLIGENT DESIGN ADVISORS, LLC | HOBBS WEALTH MANAGEMENT | ENVISION RIA | ENCIRCLE FINANCIAL STRATEGIES | DELTA WEALTH ADVISORS, LLC | COMPREHENSIVE FINANCIAL PLANNING SERVICES
CRD#: 288903 / SEC#: 801-110859
RIA
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Contact information
Main Address
1630 W Oak St Suite 201, Zionsville, IN 46077
Mailing Address
Phone number
(317) 559-0688
Established
Firm type
Fiscal year end
# of Employees
11
SEC notice filing (16 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,723 |
| AUM (Assets Under Management) | $ 560,401,982 |
Red Flags
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