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Andrew L. Coco
PIEDMONT CAPITAL MANAGEMENT
Whitefish, MT 59937
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CRD#: 6991480
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Professional summary
Andrew Lyle Coco, CIMA®, who also goes by Drew Coco, is a registered financial advisor currently at PIEDMONT CAPITAL MANAGEMENT, LLC located in Whitefish, Montana.
Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Andrew has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Drew Coco
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Andrew Lyle Coco's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
October 29, 2018 - Present
PIEDMONT CAPITAL MANAGEMENT, LLC
Office #1: 6442 Highway 93 South, Whitefish, MT 59937RIA
CRD#: 165775
Whitefish, MT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PC
PIEDMONT CAPITAL MANAGEMENT, LLC
COCO ENTERPRISES, LLC | PIEDMONT CAPITAL MANAGEMENT, LLC
CRD#: 165775 / SEC#: 801-121170
RIA
Registered Investment Advisory firm - (5/7/2021 Approved)Arizona
Registered Investment Advisory firm - (5/28/2021 Terminated)Idaho
Registered Investment Advisory firm - (6/3/2021 Terminated)Montana
Registered Investment Advisory firm - (5/28/2021 Terminated)Oregon
Registered Investment Advisory firm - (8/6/2021 Terminated)Texas
Registered Investment Advisory firm - (5/28/2021 Terminated)Washington
Registered Investment Advisory firm - (6/28/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Montana(10/29/2018)
IAR
Texas(4/15/2024)
Current Firm
PC
PIEDMONT CAPITAL MANAGEMENT, LLC
COCO ENTERPRISES, LLC | PIEDMONT CAPITAL MANAGEMENT, LLC
CRD#: 165775 / SEC#: 801-121170
RIA
Registered Investment Advisory firm - (5/7/2021 Approved)Arizona
Registered Investment Advisory firm - (5/28/2021 Terminated)Idaho
Registered Investment Advisory firm - (6/3/2021 Terminated)Montana
Registered Investment Advisory firm - (5/28/2021 Terminated)Oregon
Registered Investment Advisory firm - (8/6/2021 Terminated)Texas
Registered Investment Advisory firm - (5/28/2021 Terminated)Washington
Registered Investment Advisory firm - (6/28/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
6442 Highway 93 South, Whitefish, MT 59937
Mailing Address
Phone number
(406) 862-9400
Established
Firm type
Fiscal year end
# of Employees
2
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,181 |
| AUM (Assets Under Management) | $ 200,124,845 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
