Tess M. Wilen
Professional summary
Tess M Wilen is a registered financial professional currently at INTREPID INVESTMENT BANKERS LLC located in Los Angeles, California.
Tess is registered as a RR (Registered Representative) and started their career in finance in 2018. Tess has worked at 2 firms and has passed the Series 63, Series 7, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Tess M Wilen's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 26, 2021 - Present
INTREPID INVESTMENT BANKERS LLC
Office #1: 11755 Wilshire Blvd. Suite 2150 And 2200, Los Angeles, CA 90025August 7, 2018 - March 16, 2021
IMPERIAL CAPITAL, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/26/2021)
Exams
FINRA
Current Firm
INTREPID INVESTMENT BANKERS LLC
CRD#: 154801 / SEC#: , 8-68674
Contact information
FINRA licenses (9 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MUFG AMERICAS HOLDINGS CORPORATION | DIRECT OWNER | |
| BAGDASARIAN, EDUARD | CEO | 1307175 |
| FREEDMAN, JAMES BARRY | MANAGING DIRECTOR, CHAIRMAN | 1616904 |
| MILKMAN, PAUL DAVID | CHIEF INFORMATION SECURITY OFFICER | 1564708 |
| MORIN, STACEY LYNN | CHIEF FINANCIAL OFFICER | 5649422 |
| ROSENBERG, W MICHAEL | SENIOR MANAGING DIRECTOR | 1617639 |
| SCANDURA, STEPHEN THOMAS | CHIEF COMPLIANCE OFFICER | 4539229 |
Red Flags
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