Solomon Apprey
Professional summary
Solomon Apprey was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Solomon is a previously registered financial professional and started their career in finance in 2019. Prior to being barred, Solomon had worked at 3 firms, which includes PRINCETON WEALTH MANAGEMENT ALLIANCE LLC, PRUCO SECURITIES LLC., EQUITABLE ADVISORS LLC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 2, 2020 - May 12, 2020
PRINCETON WEALTH MANAGEMENT ALLIANCE, LLC
October 30, 2019 - March 3, 2020
PRUCO SECURITIES, LLC.
September 18, 2019 - March 3, 2020
PRUCO SECURITIES, LLC.
February 5, 2019 - August 1, 2019
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
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Exams
Series 7TO
Date: 2/5/2019
General Securities Representative ExaminationCurrent Firm
PRINCETON WEALTH MANAGEMENT ALLIANCE, LLC
CRD#: 298614 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 372 |
| AUM (Assets Under Management) | $ 66,844,984 |
Red Flags
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