Andrew Napoli

GOLDSTONE FINANCIAL GROUP | Financial Consultant

Oakbrook Terrace, IL 60181

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CRD#: 6991110

Professional summary

Andrew Napoli, CFP®, who also goes by Andrew James Napoli, is a registered financial advisor currently at GOLDSTONE FINANCIAL GROUP, LLC located in Oakbrook Terrace, Illinois.

Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Andrew has worked at 4 firms and has passed the Series 66, Series 7TO, SIE and Series 9 exams.

Biography

As a Financial Consultant at Fidelity Investments, I partner with clients to build financial plans and establish a trusted personal relationship to work toward achieving their goals . Through building and maintaining these strong relationships, I take great pride in being: passionate, responsive, and empathetic to client situations. Outside of work, I enjoy staying active through exercise, golf, running, and biking. I am also an enthusiastic Chicago sports fan.

Question & Answer

What is your minimum asset requirement?

Are you a "fiduciary"?

Yes

Aliases

Andrew James Napoli

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Napoli's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2022

Education

University of Iowa

Bachelor of Business Administration - Finance

2016

John Cabot University, Rome, Italy

Bachelor of Business Administration - Finance

2016

Experience

Current

May 13, 2026 - Present

GOLDSTONE FINANCIAL GROUP, LLC

Office #1: 18w140 Butterfield Road 16th Floor, Oakbrook Terrace, IL 60181

RIA

CRD#: 222520

Oakbrook Terrace, IL

Past

March 31, 2025 - February 19, 2026

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

NAPERVILLE, IL

Past

July 10, 2019 - March 31, 2025

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

NAPERVILLE, IL

Past

December 7, 2018 - February 19, 2026

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

NAPERVILLE, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GOLDSTONE FINANCIAL GROUP, LLC

CRD#: 222520 / SEC#: 801-99350

RIA

Registered Investment Advisory firm - (6/5/2015 Approved)

Illinois

Registered Investment Advisory firm - (1/20/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(5/13/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/21/2019

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 12/7/2018

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 11/2/2018

Securities Industry Essentials Examination

Principal/Supervisory Exam

Series 9

Date: 12/18/2020

General Securities Sales Supervisor - Options Module Examination

Current Firm

GOLDSTONE FINANCIAL GROUP, LLC

CRD#: 222520 / SEC#: 801-99350

RIA

Registered Investment Advisory firm - (6/5/2015 Approved)

Illinois

Registered Investment Advisory firm - (1/20/2016 Terminated)

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Contact information

Main Address

18w140 Butterfield Road 16th Floor, Oakbrook Terrace, IL 60181

Mailing Address

Phone number

(630) 620-9300

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A-GOLDSTONE FINANCIAL GROUP, LLC (12/16/2025)

GOLDSTONE FINANCIAL GROUP, LLC WRAP FEE PROGRAM (3/31/2025)

Regulatory assets under management

Total Number of Accounts	4,083
AUM (Assets Under Management)	$ 917,456,867

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Andrew Napoli

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Napoli's CRS (Customer Relationship Summary).

Certified licenses

Education

University of Iowa

John Cabot University, Rome, Italy

Experience

STRATEGIC ADVISERS LLC

FIDELITY PERSONAL AND WORKPLACE ADVISORS

FIDELITY BROKERAGE SERVICES LLC

Primary Firm SEC Registration

GOLDSTONE FINANCIAL GROUP, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/21/2019

Series 7TO

Date: 12/7/2018

SIE

Date: 11/2/2018

Series 9

Date: 12/18/2020

Current Firm

GOLDSTONE FINANCIAL GROUP, LLC

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GOLDSTONE FINANCIAL GROUP, LLC

TRUST BUT VERIFY

Contact information

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