Kashlee D. Carver
Professional summary
Kashlee Dakota Carver, who also goes by Kash Dakota Clausen, Kashlee Dakota Clausen, is a registered financial advisor currently at JOHN HANCOCK INVESTMENT MANAGEMENT LLC located in Tempe, Arizona and JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC located in Boston, Massachusetts.
Kashlee is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Kashlee has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Kashlee Dakota Carver's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 26, 2022 - Present
JOHN HANCOCK INVESTMENT MANAGEMENT LLC
Office #1: 1230 West Washington Street Suite 508, Tempe, AZ 85288July 31, 2022 - Present
JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC
Office #1: 197 Clarendon Street, Boston, MA 02116Primary Firm SEC Registration
JOHN HANCOCK INVESTMENT MANAGEMENT LLC
CRD#: 105790 / SEC#: 801-8124
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/6/2025)
(11/18/2022)
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(6/9/2023)
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(6/27/2025)
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(11/10/2022)
(11/15/2022)
(6/27/2025)
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(1/6/2025)
(6/9/2023)
(6/27/2025)
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(1/6/2025)
(6/27/2025)
(6/9/2023)
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(1/6/2025)
(1/6/2025)
(6/27/2025)
Exams
Series 7TO
Date: 7/30/2022
General Securities Representative ExaminationFINRA
Current Firm
JOHN HANCOCK INVESTMENT MANAGEMENT LLC
CRD#: 105790 / SEC#: 801-8124
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 35,239 |
| AUM (Assets Under Management) | $ 202,193,176,436 |
Red Flags
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