MP
Michael W. Poch
EAGLE STRATEGIES LLC
Cedar Rapids, IA 52404
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CRD#: 6989874
MP
Professional summary
Michael William Poch is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Cedar Rapids, Iowa and NYLIFE SECURITIES LLC located in Cedar Rapids, Iowa.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Michael has worked at 2 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[Rental Property; It is a rental home. We rent out the home to people who want to rent a home.; 1452 Dunley Ct Iowa City, Iowa 52246; Start Date 07/2018; Role/Title: Owner; Investment Related; 1 hours per month; 0 hours per month during securities trading hours] [HP LLC; My 2 brothers and brother in law own 5 rental houses. 1220 and 1222 3rd Ave Iowa City 52240 1750 Gryn Dr Iowa City 52246 811 1/2 and 811 20th Ave Coralville 52241 All in the state of Iowa; 755 Chukar Circle North Liberty, Iowa 52317; Start Date 02/2013; Role/Title: Owner; Investment Related; 1 hours per month; 0 hours per month during securities trading hours; The group of 4 of us decide whether or not we want to buy properties. My brother in law manages the properties] [Insurance Brokering; appointed with various insurance carriers for the purpose of brokering non-registered insurance products.; 1625 Boyson Rd Suite 200 Hiawatha, IA 52233; Start Date 02/2022; Role/Title: Insurance Broker; Investment Related; 4 hours per month; 0 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF Your Vision Financial Group FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; ASSOCIATE; CEDAR RAPIDS IA; START DATE: 04/2024]
CRS (Client Relationship Summary) - RIA
Click below to view Michael William Poch's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 22, 2024 - Present
EAGLE STRATEGIES LLC
Office #1: 3720 Queen Ct Sw Suite 4, Cedar Rapids, IA 52404RIA
CRD#: 110826
Cedar Rapids, IA
Current
October 4, 2018 - Present
NYLIFE SECURITIES LLC
Office #1: 3720 Queen Ct Sw Suite 4, Cedar Rapids, IA 52404-4735BD
CRD#: 5167
Cedar Rapids, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(1/14/2019)
RR
Colorado(9/4/2024)
RR
Florida(4/7/2025)
RR
Illinois(9/4/2024)
RR
Iowa(11/8/2018)
IAR
Iowa(2/22/2024)
RR
Wisconsin(7/21/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 9/23/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
EAGLE STRATEGIES LLC
CRD#: 110826Cedar Rapids, IA 52404TRUST BUT VERIFY
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