Rachel A. Bubb
KWB WEALTH
Redlands, CA 92374
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CRD#: 6989425
Professional summary
Rachel Alisa Bubb, CFP® is a registered financial advisor currently at KWB WEALTH located in Redlands, California and LPL FINANCIAL LLC located in Redlands, California.
Rachel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Rachel has worked at 2 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
What are your service offerings?
Divorce Planning
Small Business Planning
Inheritance
Comprehensive Financial Planni...
Life Transitions
Socially Responsible Investing
Budgeting
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 9/27/2018 - KWB Wealth Managers Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - 160 Hours Per Month/8 Hours During Trading - Time Spent: 100%. 2. 6/27/2019 - KWB Wealth - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 06/03/2019 - 200 Hours Per Month/4 Hours During Securities Trading. 3. 5/27/2020 - KWB Wealth - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 06/03/2019 - 200 Hours Per Month/80 Hours During Securities Trading - I provide investment advisory services through KWB Wealth, an independent investment advisor firm. I started this business activity in 06/2019. I expect to spend approximately 200 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 08/30/2022 - Eagle Hawk LLC - Not Investment Related - 650 S La Salle St Redlands, CA 92374 - Outside/W-2 Employment - Farm hand - Start Date - 01/03/2022 - 24 Hours Per Month/0 Hours During Securities Trading 5. 07/19/2023 - KWB Wealth - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date 06/03/2019 - 200 Hours Per Month/ 4 Hours During Trading - I provide investment advisory services through KWB Wealth, an independent investment advisor firm. I started this business activity in 6/2019. I expect to spend approximately 200 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6) 05/16/2025 - KWB Wealth - Non Investment Related - Other - Loan- At Reported Business Location(s) - Start Date: 07/09/2018 - 160 Hrs/Mth - 100 Hrs During Trading.
CRS (Client Relationship Summary) - RIA
Click below to view Rachel Alisa Bubb's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2021
Experience
Current
May 15, 2020 - Present
KWB WEALTH
Office #1: 1782 Orange Tree Lane, Redlands, CA 92374RIA
CRD#: 300921
Redlands, CA
Current
October 18, 2018 - Present
LPL FINANCIAL LLC
Office #1: 1782 Orange Tree Lane, Redlands, CA 92374RIA
BD
CRD#: 6413
Redlands, CA
Past
December 18, 2018 - September 21, 2020
LPL FINANCIAL LLC
RIA
CRD#: 6413
FORT MILL, SC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KW
KWB WEALTH
KWB WEALTH
CRD#: 300921 / SEC#: 801-118740
RIA
Registered Investment Advisory firm - (5/15/2020 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(4/12/2022)
RR
Arkansas(4/12/2022)
RR
California(12/7/2018)
IAR
California(5/15/2020)
RR
Montana(1/19/2025)
RR
North Carolina(4/13/2022)
RR
Texas(4/12/2022)
RR
Virginia(1/19/2025)
RR
Washington(4/12/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
KW
KWB WEALTH
KWB WEALTH
CRD#: 300921 / SEC#: 801-118740
RIA
Registered Investment Advisory firm - (5/15/2020 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1782 Orange Tree Lane, Redlands, CA 92374
Mailing Address
Phone number
(909) 307-8220
Established
Firm type
Fiscal year end
# of Employees
11
SEC notice filing (15 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,191 |
| AUM (Assets Under Management) | $ 1,183,311,819 |
Red Flags
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Company Information
KWB WEALTH
CRD#: 300921Redlands, CA 92374TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
