JC
Joseph D. Carter
FS INVESTMENT SOLUTIONS
Philadelphia, PA 19112
Some features on this profile are disabled
CRD#: 6989423
JC
Professional summary
Joseph David Carter, who also goes by Joseph Carter, Joe Carter, is a registered financial professional currently at FS INVESTMENT SOLUTIONS, LLC located in Philadelphia, Pennsylvania.
Joseph is registered as a RR (Registered Representative) and started their career in finance in 2018. Joseph has worked at 2 firms and has passed the Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Joseph Carter | Joe Carter
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Joseph David Carter's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 25, 2023 - Present
FS INVESTMENT SOLUTIONS, LLC
Office #1: 201 Rouse Boulevard, Philadelphia, PA 19112BD
CRD#: 145244
Philadelphia, PA
Past
August 29, 2018 - August 6, 2021
VANGUARD MARKETING CORPORATION
BD
CRD#: 7452
MALVERN, PA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/28/2023)
RR
Alaska(10/4/2023)
RR
Arizona(10/4/2023)
RR
Arkansas(9/29/2023)
RR
California(9/26/2023)
RR
Colorado(9/27/2023)
RR
Connecticut(9/26/2023)
RR
Delaware(10/6/2023)
RR
District of Columbia(9/29/2023)
RR
Florida(10/2/2023)
RR
Georgia(12/7/2023)
RR
Hawaii(10/27/2023)
RR
Idaho(9/29/2023)
RR
Illinois(10/3/2023)
RR
Indiana(9/28/2023)
RR
Iowa(9/29/2023)
RR
Kansas(9/27/2023)
RR
Kentucky(9/28/2023)
RR
Louisiana(10/2/2023)
RR
Maine(9/26/2023)
RR
Maryland(9/28/2023)
RR
Massachusetts(9/25/2023)
RR
Michigan(9/29/2023)
RR
Minnesota(9/25/2023)
RR
Mississippi(9/28/2023)
RR
Missouri(9/26/2023)
RR
Montana(10/4/2023)
RR
Nebraska(9/28/2023)
RR
Nevada(10/5/2023)
RR
New Hampshire(10/2/2023)
RR
New Jersey(10/4/2023)
RR
New Mexico(9/29/2023)
RR
New York(10/3/2023)
RR
North Carolina(9/26/2023)
RR
North Dakota(10/2/2023)
RR
Ohio(9/28/2023)
RR
Oklahoma(10/3/2023)
RR
Oregon(9/26/2023)
RR
Pennsylvania(9/27/2023)
RR
Puerto Rico(10/3/2023)
RR
Rhode Island(9/26/2023)
RR
South Carolina(9/28/2023)
RR
South Dakota(9/28/2023)
RR
Tennessee(10/6/2023)
RR
Texas(9/26/2023)
RR
Utah(9/26/2023)
RR
Vermont(9/29/2023)
RR
Virginia(9/27/2023)
RR
Washington(1/2/2025)
RR
West Virginia(10/2/2023)
RR
Wisconsin(9/26/2023)
RR
Wyoming(9/28/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 6/25/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FI
FS INVESTMENT SOLUTIONS, LLC
FS INVESTMENT SOLUTIONS, LLC | FS2 CAPITAL PARTNERS, LLC
CRD#: 145244 / SEC#: , 8-67718
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
201 Rouse Boulevard, Philadelphia, PA 19112
Mailing Address
201 Rouse Boulevard, Philadelphia, PA 19112
Phone number
(215) 495-1150
Established
Delaware since 07/17/2007
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FRANKLIN SQUARE HOLDINGS, LP | SOLE MEMBER OF FS INVESTMENT SOLUTIONS, LLC | |
| DETWILER, ELIZABETH CAMILLA | GENERAL COUNSEL, PRINICIPAL OPERATIONS OFFICER | 4361137 |
| GAGLIOTI, ENRICO SALVATORE | PRESIDENT | 2649966 |
| PAGNOTTA, CHRISTOPHER VINCENT | CHIEF COMPLIANCE OFFICER | 4418522 |
| SCARPATI, GERARD | FINOP/CFO, PFO | 2313132 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
