Henry T. Donaldson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Henry Thompson Donaldson, who also goes by Tom Donaldson, was a registered financial professional .
Henry is a previously registered financial professional and started their career in finance in 1968. Henry had worked at 7 firms and has passed the Series 65, Series 63, Series 41, PC, Series 1 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 29, 2016 - April 30, 2020
PORTFOLIO MANAGEMENT CONSULTANTS
February 3, 2014 - December 14, 2015
OLD PORT ADVISORS
January 29, 2014 - January 30, 2014
OLD PORT ADVISORS
November 8, 2006 - August 26, 2015
PORTFOLIO MANAGEMENT CONSULTANTS
February 2, 1995 - September 2, 1997
COMMONWEALTH FINANCIAL NETWORK
May 11, 1989 - February 1, 1995
PRUDENTIAL EQUITY GROUP, LLC
October 10, 1983 - May 18, 1989
TUCKER ANTHONY INCORPORATED
January 6, 1978 - October 7, 1983
JULIA M. WALSH & SONS, INCORPORATED
November 8, 1968 - January 18, 1980
FERRIS, BAKER WATTS, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 41
Date: 5/4/1985
NYSE Allied Member ExaminationPC
Date: 6/13/1977
AMEX Put and Call ExamSeries 1
Date: 11/4/1960
Registered Representative ExaminationSeries 40
Date: 10/23/1968
Registered Principal ExaminationCurrent Firm
PORTFOLIO MANAGEMENT CONSULTANTS
CRD#: 119999 / SEC#:
Contact information
Red Flags
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