Spencer Diggins
Professional summary
Spencer Diggins, who also goes by Spencer Pierce Diggins, is a registered financial professional currently at BERKERY NOYES SECURITIES, LLC located in New York, New York.
Spencer is registered as a RR (Registered Representative) and started their career in finance in 2018. Spencer has worked at 2 firms and has passed the Series 63, SIE and Series 79TO exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Spencer Diggins's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 22, 2021 - Present
BERKERY NOYES SECURITIES, LLC
Office #1: 250 Park Avenue 14th Floor, New York, NY, 10177December 1, 2018 - August 13, 2020
HOULIHAN LOKEY CAPITAL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
Series 79TO
Date: 10/29/2018
Investment Banking Registered Representative ExaminationFINRA
Current Firm
BERKERY NOYES SECURITIES, LLC
CRD#: 155918 / SEC#: , 8-68750
Contact information
FINRA licenses (23 States and Territories)
Documents
Red Flags
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