Adam C. Warnke

CORDATUS ADVISORS

DALLAS, TX 75201

Some features on this profile are disabled

CRD#: 6988815

Professional summary

Adam C. Warnke is a registered financial advisor currently at CORDATUS ADVISORS, LLC located in Dallas, Texas.

Adam is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Adam has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 79 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adam C. Warnke's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 28, 2023 - Present

CORDATUS ADVISORS, LLC

Office #1: 100 Crescent Court Suite 700, Dallas, TX 75201

RIA

CRD#: 169653

DALLAS, TX

Past

August 22, 2018 - April 12, 2020

FMI CAPITAL ADVISORS, INC.

CRD#: 129262

Houston, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(4/28/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/27/2023

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/20/2018

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 79

Date: 8/22/2018

Investment Banking Registered Representative Examination

Current Firm

CORDATUS ADVISORS, LLC

CORDATUS ADVISORS, LLC | CORDATUS CAPITAL

CRD#: 169653 / SEC#:

Texas

Registered Investment Advisory firm - (12/23/2013 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

100 Crescent Court Suite 700, Dallas, TX 75201

Mailing Address

539 W. Commerce Street Suite 1020, Dallas, TX 75208

Phone number

(214) 459-3100

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	10
AUM (Assets Under Management)	$ 69,750,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

David Alvarez

EDWARD JONES

IAR

Grapevine, TX

Kenneth Hopkins

ORION WEALTH MANAGEMENT LLC

IAR

Garland, TX

Jonathan Meaney

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

IAR

DALLAS, TX

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Adam C. Warnke

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adam C. Warnke's CRS (Customer Relationship Summary).

Certified licenses

Experience

CORDATUS ADVISORS, LLC

FMI CAPITAL ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 4/27/2023

Series 63

Date: 7/20/2018

SIE

Date: 10/1/2018

Series 79

Date: 8/22/2018

Current Firm

CORDATUS ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CORDATUS ADVISORS, LLC

TRUST BUT VERIFY

Similar Advisors