Nathaniel J. Lemann
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nathaniel Joseph Lemann, who also goes by Nate Joseph Lemann, was a registered financial professional .
Nathaniel is a previously registered financial professional and started their career in finance in 2018. Nathaniel had worked at 2 firms and has passed the Series 63, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 31, 2023 - December 1, 2023
D/B/A PALAZZO
October 2, 2020 - November 1, 2022
D/B/A PALAZZO
August 23, 2018 - August 25, 2020
EQUITEQ SECURITIES LLC
State Registrations and Notice Filings
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Exams
Current Firm
D/B/A PALAZZO
CRD#: 156378 / SEC#: , 8-68792
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
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