Chad T. Glover

SENESCHAL FAMILY OFFICE

Tacoma, WA 98403

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CRD#: 6988299

Professional summary

Chad Thompson Glover is a registered financial advisor currently at SENESCHAL FAMILY OFFICE located in Tacoma, Washington.

Chad is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Chad has worked at 2 firms and has passed the Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Chad Thompson Glover's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 15, 2025 - Present

SENESCHAL FAMILY OFFICE

Office #1: 2323 N. 30th Street Suite 200, Tacoma, WA 98403

RIA

CRD#: 131618

Tacoma, WA

Past

August 24, 2021 - June 7, 2023

KEY INVESTMENT SERVICES LLC

CRD#: 136300

BROOKLYN, OH

Past

July 19, 2018 - August 24, 2020

KEY INVESTMENT SERVICES LLC

CRD#: 136300

GIG HARBOR, WA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SENESCHAL FAMILY OFFICE

DUNCAN, JON MICHAEL | SENESCHAL FAMILY OFFICE | SENESCHAL ADVISORS, LLC | JON M. DUNCAN, CFP LLC | JON M. DUNCAN, CFP

CRD#: 131618 / SEC#: 801-100396

RIA

Registered Investment Advisory firm - (6/24/2015 Approved)

Washington

Registered Investment Advisory firm - (6/8/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(1/15/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/3/2018

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 7/19/2018

Investment Company Products/Variable Contracts Representative Examination

Current Firm

SENESCHAL FAMILY OFFICE

DUNCAN, JON MICHAEL | SENESCHAL FAMILY OFFICE | SENESCHAL ADVISORS, LLC | JON M. DUNCAN, CFP LLC | JON M. DUNCAN, CFP

CRD#: 131618 / SEC#: 801-100396

RIA

Registered Investment Advisory firm - (6/24/2015 Approved)

Washington

Registered Investment Advisory firm - (6/8/2017 Terminated)

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Contact information

Main Address

2323 N. 30th Street Suite 200, Tacoma, WA 98403

Mailing Address

Phone number

(253) 460-3430

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIRM BROCHURE (2/19/2025)

Regulatory assets under management

Total Number of Accounts	651
AUM (Assets Under Management)	$ 273,837,629

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Chad T. Glover

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Chad Thompson Glover's CRS (Customer Relationship Summary).

Certified licenses

Experience

SENESCHAL FAMILY OFFICE

KEY INVESTMENT SERVICES LLC

KEY INVESTMENT SERVICES LLC

Primary Firm SEC Registration

SENESCHAL FAMILY OFFICE

State Registrations and Notice Filings

Exams

Series 63

Date: 8/3/2018

SIE

Date: 10/1/2018

Series 6

Date: 7/19/2018

Current Firm

SENESCHAL FAMILY OFFICE

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SENESCHAL FAMILY OFFICE

TRUST BUT VERIFY

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