Steven Andrew Townsend
Professional Summary
Steven Andrew Townsend, who also goes by Steven Townsend, is a registered financial advisor currently at M&A SECURITIES GROUP, INC. located in Omaha, Nebraska. Steven is registered as a RR (Registered Representative) and started their career in finance in 2018. Steven has worked at 1 firm and has passed the Series 63, SIE and Series 79 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Steven Townsend
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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OSAIC WEALTH, INC.
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Disclosures on record.
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Years of Experience
8 years registered in the securities industry
Current & Past Employments
Current
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Current Firm
M&A SECURITIES GROUP, INC. | TOWER BROKERAGE SERVICES, INC.
Contact Information
Main Address
4151 N. Mulberry Drive Suite 252, Kansas City, MO 64116Mailing Address
4151 N. Mulberry Drive Suite 252, Kansas City, MO 64116Phone Number
(816) 888-7920Established
Kansas since 12/18/1995Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (48 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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OSAIC WEALTH, INC.
State Registrations and Notice Filings
(6/6/2025)
(10/13/2026)
(9/26/2025)
(6/11/2026)
(11/19/2025)
(1/28/2025)
(10/26/2018)
(1/28/2025)
(4/16/2026)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79 — Investment Banking Registered Representative Examination
Passed Aug 2018About the Series 79 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Steven Andrew Townsend's CRS (Customer Relationship Summary).
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OSAIC WEALTH, INC.