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Steven J. Schmuhl
MCADAM LLC
Chicago, IL 60604
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CRD#: 6988053
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Professional summary
Steven James Schmuhl, who also goes by Steven James Schmuhl, is a registered financial advisor currently at MCADAM LLC located in Chicago, Illinois and MADISON AVENUE SECURITIES, LLC located in Chicago, Illinois.
Steven is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Steven has worked at 2 firms and has passed the Series 63, Series 65, SIE and Series 7TO exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Steven James Schmuhl
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) Name: McAdam LLC. Investment Related: Yes; Address: 1880 John F Kennedy Blvd #1600, Philadelphia, PA 19103; Nature of Business: RIA. Duties: IAR/Financial Advisor; Duties: Provide financial advice based on the needs of clients; Start Date: 07/2018; Hour Per Week: 40 Hours 2. Name: McAdam Institutional Broker; Investment Related: Yes; Nature of the Business: Insurance Sales including Fixed Annuities; Duties: Insurance Sales; Start Date: 11/2024; Hours Per Week: As Needed
CRS (Client Relationship Summary) - RIA
Click below to view Steven James Schmuhl's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 13, 2018 - Present
MCADAM LLC
Office #1: 111 W Jackson Blvd Suite 1700, Chicago, IL 60604RIA
CRD#: 170914
Chicago, IL
Current
May 5, 2025 - Present
MADISON AVENUE SECURITIES, LLC
Office #1: 111 W Jackson Blvd #1700a, Chicago, IL 60604RIA
BD
CRD#: 23224
Chicago, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ML
MCADAM LLC
ALEXANDER FINANCIAL PLANNING | RETIREUS | NONA ADVISORS, LLC | MCADAM LLC | MCADAM FA LLC | MBVM PHILADELPHIA | LRVS ADVISORY GROUP | FINANCIAL PLANNERS GROUP | CORNERSTONE CAPITAL PLANNING GROUP | CAUDLE MEARES WEALTH MANAGEMENT | BIRCH FINANCIAL PARTNERS
CRD#: 170914 / SEC#: 801-79583
RIA
Registered Investment Advisory firm - (4/10/2014 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(5/16/2025)
IAR
Illinois(7/13/2018)
RR
Illinois(5/5/2025)
RR
Maryland(5/5/2025)
RR
Michigan(5/16/2025)
RR
Pennsylvania(5/5/2025)
RR
Rhode Island(6/25/2025)
IAR
Texas(8/16/2024)
RR
Virginia(5/5/2025)
RR
Wisconsin(5/16/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 7TO
Date: 12/11/2024
General Securities Representative ExaminationSRO Registrations
RR
FINRA
Current Firm
ML
MCADAM LLC
ALEXANDER FINANCIAL PLANNING | RETIREUS | NONA ADVISORS, LLC | MCADAM LLC | MCADAM FA LLC | MBVM PHILADELPHIA | LRVS ADVISORY GROUP | FINANCIAL PLANNERS GROUP | CORNERSTONE CAPITAL PLANNING GROUP | CAUDLE MEARES WEALTH MANAGEMENT | BIRCH FINANCIAL PARTNERS
CRD#: 170914 / SEC#: 801-79583
RIA
Registered Investment Advisory firm - (4/10/2014 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
150 N. Radnor Chester Road Suite F-200, Radnor, PA 19087
Mailing Address
Phone number
(888) 614-5323
Established
Firm type
Fiscal year end
# of Employees
152
SEC notice filing (46 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 10,346 |
| AUM (Assets Under Management) | $ 2,294,363,822 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
