Brad W. Hellman

ACCESS WEALTH MANAGEMENT

Louisville, KY 40207

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CRD#: 6987816

Professional summary

Brad William Hellman, CFP®, CIMA® is a registered financial advisor currently at ACCESS WEALTH MANAGEMENT, INC. located in Louisville, Kentucky.

Brad is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Brad has worked at 1 firm and has passed the Series 3 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brad William Hellman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2017

CIMA^®

Certified Investment Management Analyst

Experience

Current

November 2, 2018 - Present

ACCESS WEALTH MANAGEMENT, INC.

Office #1: 4360 Brownsboro Road Suite 101, Louisville, KY 40207

RIA

CRD#: 281616

Louisville, KY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ACCESS WEALTH MANAGEMENT, INC.

CRD#: 281616 / SEC#: 801-106775

RIA

Registered Investment Advisory firm - (10/15/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kentucky
(11/2/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

Series 3

Date: 9/20/2012

National Commodity Futures Examination

Current Firm

ACCESS WEALTH MANAGEMENT, INC.

CRD#: 281616 / SEC#: 801-106775

RIA

Registered Investment Advisory firm - (10/15/2015 Approved)

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Contact information

Main Address

4360 Brownsboro Road Suite 101, Louisville, KY 40207

Mailing Address

Phone number

(502) 292-5500

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ACCESS WEALTH MANAGEMENT BROCHURE (3/13/2025)

Regulatory assets under management

Total Number of Accounts	821
AUM (Assets Under Management)	$ 318,959,868

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
08/22/2024	Cover Page	Report
03/14/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Brad W. Hellman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brad William Hellman's CRS (Customer Relationship Summary).

Certified licenses

Experience

ACCESS WEALTH MANAGEMENT, INC.

Primary Firm SEC Registration

ACCESS WEALTH MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 3

Date: 9/20/2012

Current Firm

ACCESS WEALTH MANAGEMENT, INC.

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

ACCESS WEALTH MANAGEMENT, INC.

TRUST BUT VERIFY

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