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MC

Mark R. Connell

CONNELL FINANCIAL SERVICES
ESSEX, CT
Some features on this profile are disabled
CRD#: 6987803
MC

Professional summary

Mark Roland Connell, who also goes by Mark Connell, is a registered financial advisor currently at CONNELL FINANCIAL SERVICES, LLC located in Essex, Connecticut.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Mark has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Mark Connell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Roland Connell's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 2, 2025 - Present

CONNELL FINANCIAL SERVICES, LLC

RIA
CRD#: 338649
ESSEX, CT
Past

October 12, 2018 - August 18, 2025

COMMONWEALTH FINANCIAL NETWORK

RIA
CRD#: 8032
Brandford, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Connecticut
(12/2/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 10/12/2018
Uniform Investment Adviser Law Examination

Current Firm

CF
CONNELL FINANCIAL SERVICES, LLC
CONNELL FINANCIAL SERVICES, LLC

CRD#: 338649 / SEC#:

Connecticut
Registered Investment Advisory firm - (12/2/2025 Approved)
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Contact information

Main Address
Essex, CT
Mailing Address
Phone number
(203) 645-9691
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CONNELL FINANCIAL SERVICES, LLC

CRD#: 338649Essex, CT

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