CB
Carter B. Bennett
DEW WEALTH MANAGEMENT
Scottsdale, AZ 85260
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CRD#: 6987511
CB
Professional summary
Carter Brantley Bennett, who also goes by Carter Bennett, is a registered financial advisor currently at DEW WEALTH MANAGEMENT located in Scottsdale, Arizona.
Carter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Carter has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Carter Bennett
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NAME OF BUSINESS: FILM JUNKIE REVIEWS NON-INVESTMENT RELATED: ADDRESS: PHOENIX, AZ NATURE OF BUSINESS: PODCAST POSITION: HEAD FILM CRITIC START DATE: 11/2014 APPROX. HOURS/MONTH: 10 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: PODCAST NAME OF BUSINESS: NO FRIENDS AT DUSK NON-INVESTMENT RELATED ADDRESS: PHOENIX, AZ NATURE OF BUSINESS: BUYER AND SELLER OF USED WATCHES POSITION: MEMBER START DATE: 4/2022 APPROX. HOURS/MONTH: 5 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: PROCURING AND SELLING USED WATCHES
CRS (Client Relationship Summary) - RIA
Click below to view Carter Brantley Bennett's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 12, 2022 - Present
DEW WEALTH MANAGEMENT
Office #1: 8888 E. Raintree Drive Suite 110, Scottsdale, AZ 85260RIA
CRD#: 114148
Scottsdale, AZ
Past
August 24, 2020 - April 7, 2022
VANGUARD ADVISERS, INC.
RIA
CRD#: 106715
Scottsdale, AZ
Past
July 28, 2020 - April 7, 2022
VANGUARD MARKETING CORPORATION
BD
CRD#: 7452
SCOTTSDALE, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DW
DEW WEALTH MANAGEMENT
DEW WEALTH MANAGEMENT | INNOVATIVE WEALTH STRATEGIES, LLC | DEW WEALTH MANAGEMENT, LLC
CRD#: 114148 / SEC#: 801-108014
RIA
Registered Investment Advisory firm - (6/24/2016 Approved)Arizona
Registered Investment Advisory firm - (6/27/2016 Terminated)California
Registered Investment Advisory firm - (7/27/2016 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(6/3/2022)
IAR
Texas(5/12/2022)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 7/28/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
DW
DEW WEALTH MANAGEMENT
DEW WEALTH MANAGEMENT | INNOVATIVE WEALTH STRATEGIES, LLC | DEW WEALTH MANAGEMENT, LLC
CRD#: 114148 / SEC#: 801-108014
RIA
Registered Investment Advisory firm - (6/24/2016 Approved)Arizona
Registered Investment Advisory firm - (6/27/2016 Terminated)California
Registered Investment Advisory firm - (7/27/2016 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
8888 E. Raintree Drive Suite 110, Scottsdale, AZ 85260
Mailing Address
Phone number
(480) 614-9119
Established
Firm type
Fiscal year end
# of Employees
30
SEC notice filing (25 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 664 |
| AUM (Assets Under Management) | $ 361,883,561 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
