Kyle Dean Kues
CFP®Professional Summary
Kyle Dean Kues, CFP® is a registered financial advisor currently at SNOWCAP FINANCIAL located in Castle Rock, Colorado. Kyle is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Kyle has worked at 3 firms and has passed the Series 65, Series 63, Series 6TO, SIE and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Who I Serve
Services Offered
- Education Funding
- Financial Planning
- Investment Management
- Retirement Planning
- Estate & Legacy Planning
- Business Services
- Tax Planning
- Cashflow & Budgeting
- Risk Management & Insurance
Specializations
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
Direct
(xxx) xxx-xxxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
8 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
SNOWCAP FINANCIAL | SNOWCAP FINANCIAL LLC
Contact Information
Main Address
Castle Rock, COPhone Number
(720) 231-4787# of Employees
1Documents
Regulatory Assets Under Management
Total Number of Accounts
180AUM (Assets Under Management)
$13,197,789Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(6/9/2021)
(10/10/2023)
(8/4/2021)
(6/14/2021)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6TO — Investment Company Products/Variable Contracts Representative Examination
Passed Jul 2022About the Series 6TO examSeries 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jul 2018About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Kyle Dean Kues's CRS (Customer Relationship Summary).
Services Offered by Kyle
- Education Funding
- Financial Planning
- Investment Management
- Retirement Planning
- Estate & Legacy Planning
- Business Services
- Tax Planning
- Cashflow & Budgeting
- Risk Management & Insurance
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