TC
Toby F. Costello
PH PARTNERS
Austin, TX 78701
Some features on this profile are disabled
CRD#: 6987138
TC
Professional summary
Toby Funsten Costello is a registered financial professional currently at PH PARTNERS, LLC located in Austin, Texas.
Toby is registered as a RR (Registered Representative) and started their career in finance in 2018. Toby has worked at 1 firm and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Toby Funsten Costello's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 7, 2018 - Present
PH PARTNERS, LLC
Office #1: 515 Congress Avenue Suite 1515, Austin, TX 78701BD
CRD#: 130790
Austin, TX
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(1/17/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PP
PH PARTNERS, LLC
EHRENBERG CHESLER SECURITIES, INC | PH PARTNERS, LLC
CRD#: 130790 / SEC#: , 8-66396
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
515 Congress Avenue Suite 1515, Austin, TX 78701
Mailing Address
515 Congress Avenue Suite 1515, Austin, TX 78701
Phone number
+1 (415) 317-1122
Established
Texas since 01/24/2017
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (48 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PERKINS, BENJAMIN WADE | CEO/CCO/MANAGING MEMBER | 3162623 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
