KM
Kelly A. Maston
FIRST COMMAND ADVISORY SERVICES
Auror, CO 80014
Some features on this profile are disabled
CRD#: 6987050
KM
Professional summary
Kelly Adams Maston, who also goes by Kelly Ann Adams, is a registered financial advisor currently at FIRST COMMAND ADVISORY SERVICES located in Auror, Colorado and FIRST COMMAND BROKERAGE SERVICES, INC. located in Aurora, Colorado.
Kelly is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Kelly has worked at 2 firms and has passed the Series 66, SIE, Series 7 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kelly Ann Adams
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name of the other business: Kelly Adams Maston, LLC Whether the business is investment-related: Yes Address of the other business: Parker, Co Nature of the other business: Owner/Sole/Partner Your position, title, or relationship with the other business: Sole Owner/Member/Registered Agent The start date of your relationship: Dec 05, 2019 The approximate number of hours/month you devote to the other business: 1 to 5 The number of hours you devote to the other business during securities trading hours: None Briefly describe your duties relating to the other business: I am the sole proprietor of this LLC, Kelly Adams Maston, LLC is my personal LLC related to my position at First Command. I created this LLC when I became an independent contractor as a Financial Advisor for First Command in November 2019 after completing my Fast Start period. My business income/expenses are reported to the IRS, via a Schedule C, thru this LLC.
CRS (Client Relationship Summary) - RIA
Click below to view Kelly Adams Maston's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 22, 2019 - Present
FIRST COMMAND ADVISORY SERVICES
Office #1: 3033 S Parker Rd Suite 400, Auror, CO 80014RIA
CRD#: 281958
Auror, CO
Current
October 30, 2018 - Present
FIRST COMMAND BROKERAGE SERVICES, INC.
Office #1: 3033 S. Parker Road Suite 400, Aurora, CO 80014BD
CRD#: 3641
Aurora, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FC
FIRST COMMAND ADVISORY SERVICES
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
RIA
Registered Investment Advisory firm - (7/28/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(7/3/2024)
RR
Colorado(1/22/2019)
IAR
Colorado(1/22/2019)
RR
Connecticut(7/3/2024)
RR
Florida(6/28/2019)
RR
Kansas(7/3/2024)
RR
Maine(7/3/2024)
RR
Minnesota(6/17/2025)
RR
Montana(6/17/2025)
RR
Nevada(6/17/2025)
RR
New Hampshire(7/3/2024)
RR
Pennsylvania(7/3/2024)
RR
South Dakota(5/1/2024)
RR
Tennessee(7/3/2024)
RR
Texas(7/3/2024)
IAR
Texas(7/8/2024)
RR
Virginia(7/3/2024)
RR
Wyoming(5/1/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
FC
FIRST COMMAND ADVISORY SERVICES
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
RIA
Registered Investment Advisory firm - (7/28/2005 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1 Firstcomm Plaza, Fort Worth, TX 76109
Mailing Address
Po Box 2387, Fort Worth, TX 76113-2387
Phone number
(817) 731-8621
Established
Firm type
Fiscal year end
# of Employees
1,787
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 110,166 |
| AUM (Assets Under Management) | $ 22,090,760,499 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
