Roy P. Ferguson
Professional summary
Roy Patrick Ferguson, who also goes by Gus Ferguson, Roy Patrick Ferguson Mr, is a registered financial professional currently at LINCOLN INTERNATIONAL LLC located in Chicago, Illinois.
Roy is registered as a RR (Registered Representative) and started their career in finance in 2018. Roy has worked at 3 firms and has passed the Series 63, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Roy Patrick Ferguson's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 10, 2022 - Present
LINCOLN INTERNATIONAL LLC
Office #1: 110 North Wacker Drive 51st Floor, Chicago, IL 60606July 24, 2020 - November 30, 2021
FTI CAPITAL ADVISORS, LLC
October 8, 2018 - February 13, 2020
FOREST ROAD SECURITIES BD LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/10/2022)
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Exams
FINRA
Current Firm
LINCOLN INTERNATIONAL LLC
CRD#: 42045 / SEC#: , 8-49671
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LINCOLN INTERNATIONAL, LP | SOLE MEMBER | |
| BARR, ROBERT BRUCE | MANAGING MEMBER | 720560 |
| BROWN, ROBERT TODD | CHIEF EXECUTIVE OFFICER | 3114282 |
| HAQUE, SARAH ANSARI | CHIEF COMPLIANCE OFFICER & DEPUTY GENERAL COUNSEL | 7419726 |
| KAHN, RONALD ALAN | EXECUTIVE COMMITTEE MEMBER | 1701384 |
| LAWSON, LAWRENCE JAMES III | MANAGING MEMBER, CHAIRMAN | 1081222 |
| MALCHOW, ERIC DENNIS | PRESIDENT | 2499555 |
| NELSON, JULIE ANNE | FINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS | 7051181 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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