AP
Anthony I. Perales
PUBLIC ADVISORS LLC
Fort Worth, TX
Some features on this profile are disabled
CRD#: 6985970
AP
Professional summary
Anthony Isaac Perales, who also goes by Anthony Perales, is a registered financial advisor currently at PUBLIC ADVISORS LLC located in Fort Worth, Texas and OPEN TO THE PUBLIC INVESTING, INC. located in New York, New York.
Anthony is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Anthony has worked at 4 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 24 and Series 4 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Anthony Perales
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Public Holdings, Inc. Investment related. 6 Harrison St, New York, NY 10013. Holding company for domestic and foreign investment related companies. Member Experience Specialist. 12/5/2023. 20+ hours per month devoted to other business. 20+ hours per month during securities trading hours. Member experience duties for the enterprise.
CRS (Client Relationship Summary) - RIA
Click below to view Anthony Isaac Perales's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 13, 2025 - Present
PUBLIC ADVISORS LLC
RIA
CRD#: 318234
Fort Worth, TX
Current
December 7, 2023 - Present
OPEN TO THE PUBLIC INVESTING, INC.
Office #1: 6 Harrison St 5th Floor, New York, NY 10013BD
CRD#: 127818
New York, NY
Past
September 20, 2022 - December 4, 2023
CHARLES SCHWAB & CO., INC.
RIA
CRD#: 5393
Westlake, TX
Past
May 12, 2021 - September 21, 2022
SCHWAB WEALTH ADVISORY, INC.
RIA
CRD#: 159035
Westlake, TX
Past
February 5, 2021 - May 12, 2021
CHARLES SCHWAB & CO., INC.
RIA
CRD#: 5393
Westlake, TX
Past
June 21, 2019 - December 4, 2023
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
Westlake, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PA
PUBLIC ADVISORS LLC
OPEN TO THE PUBLIC ADVISORS | PUBLIC.COM | PUBLIC ADVISORS LLC. | PUBLIC ADVISORS LLC
CRD#: 318234 / SEC#: 801-123433
RIA
Registered Investment Advisory firm - (3/24/2022 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(12/7/2023)
RR
Alaska(12/7/2023)
RR
Arizona(12/7/2023)
RR
Arkansas(12/7/2023)
RR
California(12/7/2023)
RR
Colorado(12/7/2023)
RR
Connecticut(12/7/2023)
RR
Delaware(12/7/2023)
RR
District of Columbia(12/7/2023)
RR
Florida(12/7/2023)
RR
Georgia(12/7/2023)
RR
Hawaii(12/7/2023)
RR
Idaho(12/7/2023)
RR
Illinois(12/7/2023)
RR
Indiana(12/7/2023)
RR
Iowa(12/7/2023)
RR
Kansas(12/7/2023)
RR
Kentucky(12/7/2023)
RR
Louisiana(12/7/2023)
RR
Maine(12/7/2023)
RR
Maryland(12/7/2023)
RR
Massachusetts(12/7/2023)
RR
Michigan(12/7/2023)
RR
Minnesota(12/7/2023)
RR
Mississippi(12/7/2023)
RR
Missouri(12/7/2023)
RR
Montana(12/7/2023)
RR
Nebraska(12/7/2023)
RR
Nevada(12/7/2023)
RR
New Hampshire(12/7/2023)
RR
New Jersey(12/7/2023)
RR
New Mexico(12/7/2023)
RR
New York(12/7/2023)
IAR
New York(8/13/2025)
RR
North Carolina(12/7/2023)
RR
North Dakota(12/7/2023)
RR
Ohio(12/7/2023)
RR
Oklahoma(12/7/2023)
RR
Oregon(12/7/2023)
RR
Pennsylvania(12/7/2023)
RR
Puerto Rico(12/7/2023)
RR
Rhode Island(12/7/2023)
RR
South Carolina(12/7/2023)
RR
South Dakota(12/7/2023)
RR
Tennessee(12/7/2023)
RR
Texas(12/7/2023)
IAR
Texas(8/13/2025)
RR
Utah(12/7/2023)
RR
Vermont(12/7/2023)
RR
Virgin Islands(12/7/2023)
RR
Virginia(12/7/2023)
RR
Washington(12/7/2023)
RR
West Virginia(12/7/2023)
RR
Wisconsin(12/7/2023)
RR
Wyoming(12/7/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 6/21/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
PA
PUBLIC ADVISORS LLC
OPEN TO THE PUBLIC ADVISORS | PUBLIC.COM | PUBLIC ADVISORS LLC. | PUBLIC ADVISORS LLC
CRD#: 318234 / SEC#: 801-123433
RIA
Registered Investment Advisory firm - (3/24/2022 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
6 Harrison St. 5th Floor, New York, NY 10013
Mailing Address
Phone number
(212) 401-6946
Established
Firm type
Fiscal year end
# of Employees
40
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,429 |
| AUM (Assets Under Management) | $ 8,812,622 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
