Anthony I. Perales
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anthony Isaac Perales, who also goes by Anthony Perales, was a registered financial professional .
Anthony is a previously registered financial professional and started their career in finance in 2019. Anthony had worked at 4 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 13, 2025 - March 30, 2026
PUBLIC ADVISORS LLC
December 7, 2023 - March 30, 2026
OPEN TO THE PUBLIC INVESTING, INC.
September 20, 2022 - December 4, 2023
CHARLES SCHWAB & CO., INC.
May 12, 2021 - September 21, 2022
SCHWAB WEALTH ADVISORY, INC.
February 5, 2021 - May 12, 2021
CHARLES SCHWAB & CO., INC.
June 21, 2019 - December 4, 2023
CHARLES SCHWAB & CO., INC.
Primary Firm SEC Registration
PUBLIC ADVISORS LLC
CRD#: 318234 / SEC#: 801-123433
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 6/21/2019
General Securities Representative ExaminationCurrent Firm
PUBLIC ADVISORS LLC
CRD#: 318234 / SEC#: 801-123433
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,429 |
| AUM (Assets Under Management) | $ 8,812,622 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
