NP
Nicholas J. Popolizio
TOWNSQUARE CAPITAL
LEHI, UT 84043
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CRD#: 6985773
NP
Professional summary
Nicholas Jon Popolizio, who also goes by Nicholas Popolizio, is a registered financial advisor currently at TOWNSQUARE CAPITAL, LLC located in Lehi, Utah.
Nicholas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Nicholas has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Nicholas Popolizio
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Nicholas Jon Popolizio's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 24, 2026 - Present
TOWNSQUARE CAPITAL, LLC
Office #1: Traverse Ridge Center Ii 3450 Triumph Boulevard, Lehi, UT 84043RIA
CRD#: 288576
LEHI, UT
Past
February 13, 2020 - February 11, 2025
HIRTLE, CALLAGHAN & CO., LLC
RIA
CRD#: 105403
WEST CONSHOHOCKEN, PA
Past
October 18, 2018 - May 1, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
HUNT VALLEY, MD
Past
August 24, 2018 - May 1, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
HUNT VALLEY, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TC
TOWNSQUARE CAPITAL, LLC
ALIGNMENT FINANCIAL ADVISORS | ZAG ADVISORS | WEALTH MANAGEMENT CPAS | VISION TREE FINANCIAL ADVISORS | TURNING POINT FINANCIAL GROUP | TOWNSQUARE CAPITAL, LLC | THE NORDEN GROUP | SW WEALTH STRATEGIES | SUNCREST ADVISORS | SMART FINANCIAL | PERSONAL ECONOMICS | PARK AVENUE ADVISORS | OXFORD WEALTH ADVISORS | OLSEN WEALTH ADVISORS | MCKELL PARTNERS | MARSHALL WEALTH ADVISORS | LARSON FINANCIAL COMPANY | KINNECT FINANCIAL | JOURNEY FINANCIAL SERVICES | JOHNSTONROGERS | JEFFREY R WANGSGARD AND ASSOCIATES LLC | JEFF WANGSGARD & ASSOCIATES | HURST FINANCIAL CONSULTING | HUGHES & ASSOCIATES | HUDSON OAKS WEALTH MANAGEMENT | HALO RETIREMENT | FINANCIAL FOUNDATIONS | DOLEMAN WEALTH | CAPITAL PROTECTION INSURANCE | CACHE-FINANCIAL | BREVITY WEALTH SOLUTIONS | AVENTUS WEALTH | ASCENT RETIREMENT ADVISORS | ALLIANCE WEALTH ADVISORS
CRD#: 288576 / SEC#: 801-110591
RIA
Registered Investment Advisory firm - (6/9/2017 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Utah(3/24/2026)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
TC
TOWNSQUARE CAPITAL, LLC
ALIGNMENT FINANCIAL ADVISORS | ZAG ADVISORS | WEALTH MANAGEMENT CPAS | VISION TREE FINANCIAL ADVISORS | TURNING POINT FINANCIAL GROUP | TOWNSQUARE CAPITAL, LLC | THE NORDEN GROUP | SW WEALTH STRATEGIES | SUNCREST ADVISORS | SMART FINANCIAL | PERSONAL ECONOMICS | PARK AVENUE ADVISORS | OXFORD WEALTH ADVISORS | OLSEN WEALTH ADVISORS | MCKELL PARTNERS | MARSHALL WEALTH ADVISORS | LARSON FINANCIAL COMPANY | KINNECT FINANCIAL | JOURNEY FINANCIAL SERVICES | JOHNSTONROGERS | JEFFREY R WANGSGARD AND ASSOCIATES LLC | JEFF WANGSGARD & ASSOCIATES | HURST FINANCIAL CONSULTING | HUGHES & ASSOCIATES | HUDSON OAKS WEALTH MANAGEMENT | HALO RETIREMENT | FINANCIAL FOUNDATIONS | DOLEMAN WEALTH | CAPITAL PROTECTION INSURANCE | CACHE-FINANCIAL | BREVITY WEALTH SOLUTIONS | AVENTUS WEALTH | ASCENT RETIREMENT ADVISORS | ALLIANCE WEALTH ADVISORS
CRD#: 288576 / SEC#: 801-110591
RIA
Registered Investment Advisory firm - (6/9/2017 Approved)PREMIUM
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Contact information
Main Address
Traverse Ridge Center Ii 3450 Triumph Boulevard, Lehi, UT 84043
Mailing Address
Phone number
(385) 375-8650
Established
Firm type
Fiscal year end
# of Employees
25
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 50,715 |
| AUM (Assets Under Management) | $ 14,989,060,522 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 06/14/2024 | ||
| 10/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
