Michael A. Lloyd

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CRD#: 6985770

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Michael A Lloyd, CFP®, who also goes by Michael Alan Lloyd, Michael Lloyd, was a registered financial professional .

Michael is a previously registered financial professional and started their career in finance in 2018. Michael had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Michael Alan Lloyd | Michael Lloyd

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I*118937 For profit or not for profit: For-Profit Organization Name of outside business organization: Exclusive Properties Investment related: Y Address of business: Scottsdale, Arizona 85255 Nature of business: LLC, Position, title, association: Other, I must hold a license at a brokerage firm Start date of relationship: 11/12/2018 Number of hours devoted: 0 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: Real Estate agent. My license is hung at this brokerage firm. I must hold a license at a brokerage firm to keep it active and prevent taking the examination again.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Past

November 22, 2023 - April 19, 2024

FORTEM FINANCIAL GROUP, LLC

RIA

CRD#: 291662

MESA, AZ

Past

November 20, 2019 - May 22, 2023

MORGAN STANLEY

RIA

CRD#: 149777

GILBERT, AZ

Past

November 20, 2019 - May 22, 2023

MORGAN STANLEY

CRD#: 149777

GILBERT, AZ

Past

October 10, 2018 - October 2, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

CHANDLER, AZ

Past

August 21, 2018 - October 2, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

CHANDLER, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FORTEM FINANCIAL GROUP, LLC

FORTEM FINANCIAL | FORTEM FINANCIAL GROUP, LLC

CRD#: 291662 / SEC#: 801-112300

RIA

Registered Investment Advisory firm - (1/25/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/9/2018

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/21/2018

General Securities Representative Examination

Current Firm

FORTEM FINANCIAL GROUP, LLC

FORTEM FINANCIAL | FORTEM FINANCIAL GROUP, LLC

CRD#: 291662 / SEC#: 801-112300

RIA

Registered Investment Advisory firm - (1/25/2018 Approved)

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Contact information

Main Address

44801 Village Court #201, Palm Desert, CA 92260

Mailing Address

Phone number

(760) 206-8500

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (15 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORTEM FINANCIAL GROUP, LLC PART 2A BROCHURE (11/12/2025)

Regulatory assets under management

Total Number of Accounts	957
AUM (Assets Under Management)	$ 528,544,068

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
08/25/2025	Cover Page	Report
07/29/2024	Cover Page	Report
09/20/2023	Cover Page	Report
01/03/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael A. Lloyd

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

MORGAN STANLEY

MORGAN STANLEY

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

FORTEM FINANCIAL GROUP, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/9/2018

SIE

Date: 10/1/2018

Series 7

Date: 8/21/2018

Current Firm

FORTEM FINANCIAL GROUP, LLC

Contact information

SEC notice filing (15 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

FORTEM FINANCIAL GROUP, LLC

TRUST BUT VERIFY

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