LG
Loren J. Grabau
FINANCIAL GRAVITY FAMILY OFFICE SERVICES
Los Alamos, CA 93440
Some features on this profile are disabled
CRD#: 6984490
LG
Professional summary
Loren James Grabau, who also goes by Loren Grabau, is a registered financial advisor currently at FINANCIAL GRAVITY FAMILY OFFICE SERVICES, LLC located in Los Alamos, California.
Loren is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Loren has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Loren Grabau
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Cherry Creek Capital Management, an investment related company as an Agent Representative managing client accounts since 07/28/2021. Located at 2646 Santa Maria Way, Suite 104, Santa Maria CA 93455. Dedicating 40 hours per month, 40 hours during trading hours. (2) Paxton Consulting Group, a non-investment related company as an employee providing payroll, health benefits and tax investments since 07/01/2019. Located at 2646 Santa Maria Way, Suite 104, Santa Maria CA 93455. Dedicating 10 hours a month, and 10 hours during trading hours. (3) Advisor Associates, an investment related company as an Agent Representative, Minority Partner and Minor Owner servicing clients via marketing & branding since 09/27/2023. Located at 2646 Santa Maria Way, Suite 104, Santa Maria CA 93455. Dedicating 20 hours a month, 20 hours during trading hours. (4) LJG Holdings, an investment related company as an Officer, Director and Co-Owner with wife for her future entrepreneurial activities since 12/28/2023. Located at 2138 Arrowhead Drive, Santa Maria CA 93455. No hours per month or during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Loren James Grabau's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 7, 2025 - Present
FINANCIAL GRAVITY FAMILY OFFICE SERVICES, LLC
Office #1: 325 Bell Street, Los Alamos, CA 93440RIA
CRD#: 316024
Los Alamos, CA
Past
August 10, 2021 - August 18, 2025
X ADVISORS, LLC
RIA
CRD#: 315838
SANTA MARIA, CA
Past
May 23, 2019 - August 19, 2025
INDEPENDENT FINANCIAL GROUP, LLC
RIA
CRD#: 7717
Santa Maria, CA
Past
April 8, 2019 - August 19, 2025
INDEPENDENT FINANCIAL GROUP, LLC
BD
CRD#: 7717
Santa Maria, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FG
FINANCIAL GRAVITY FAMILY OFFICE SERVICES, LLC
FINANCIAL GRAVITY FAMILY OFFICE SERVICES, INC. | FINANCIAL GRAVITY FAMILY OFFICE SERVICES, LLC
CRD#: 316024 / SEC#: 801-122258
RIA
Registered Investment Advisory firm - (9/9/2021 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(8/8/2025)
IAR
Colorado(8/7/2025)
IAR
Texas(8/7/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 4/8/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
FG
FINANCIAL GRAVITY FAMILY OFFICE SERVICES, LLC
FINANCIAL GRAVITY FAMILY OFFICE SERVICES, INC. | FINANCIAL GRAVITY FAMILY OFFICE SERVICES, LLC
CRD#: 316024 / SEC#: 801-122258
RIA
Registered Investment Advisory firm - (9/9/2021 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2501 Ranch Road 620 S Ste 110, Lakeway, TX 78734
Mailing Address
Phone number
(800) 588-3893
Established
Firm type
Fiscal year end
# of Employees
45
SEC notice filing (29 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,745 |
| AUM (Assets Under Management) | $ 467,196,918 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
