David B. Barnes
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Blake Barnes, who also goes by David B Barnes, David B Barnes, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 2018. David had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 1, 2021 - September 14, 2022
IMG WEALTH MANAGEMENT, INC.
August 17, 2020 - December 21, 2020
FIDELITY PERSONAL AND WORKPLACE ADVISORS
August 8, 2020 - December 14, 2020
FIDELITY BROKERAGE SERVICES LLC
October 26, 2018 - May 18, 2020
MORGAN STANLEY
September 28, 2018 - May 18, 2020
MORGAN STANLEY
Primary Firm SEC Registration
IMG WEALTH MANAGEMENT, INC.
CRD#: 285966 / SEC#: 801-129719
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
IMG WEALTH MANAGEMENT, INC.
CRD#: 285966 / SEC#: 801-129719
Contact information
SEC notice filing (4 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,239 |
| AUM (Assets Under Management) | $ 201,210,616 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
