MS
Mccabe C. Strothmann
J. W. COLE ADVISORS
Mount Vernon, IL 62864
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CRD#: 6984232
MS
Professional summary
Mccabe Culley Strothmann, who also goes by Daniel Mccabe Davies, is a registered financial advisor currently at J. W. COLE ADVISORS, INC. located in Mount Vernon, Illinois and J.W. COLE FINANCIAL, INC. located in Mount Vernon, Illinois.
Mccabe is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Mccabe has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Daniel Mccabe Davies
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Real Estate Rental; Not investment related; Mr. Vernon, IL; Property owner; Manage Rental; start 1/1/2009; 0 hours / month during trading. (2) Shepherd Wealth Advisors - Investment Related - 3307 Broadway Street, Mt. Vernon, IL 62864 - Financial Advisory - Owner - 06/2019 - 160 hours per month devoted, 130 hours per month devoted during securities trading hours, sales and offering financial guidance & fixed insurance products. (3) HoneyBee Haven; Not investment Related; 809 Buffalo Ln, Mt. Vernon, IL; Beekeeper; Occasionally inspects hives and harvest honey once per year; Start 1/1/2020; 0 hours / month during trading.
CRS (Client Relationship Summary) - RIA
Click below to view Mccabe Culley Strothmann's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 21, 2019 - Present
J. W. COLE ADVISORS, INC.
Office #1: 3307 Broadway Street Suite 150, Mount Vernon, IL 62864RIA
CRD#: 112294
Mount Vernon, IL
Current
May 21, 2019 - Present
J.W. COLE FINANCIAL, INC.
BD
CRD#: 124583
Mount Vernon, IL
Past
August 30, 2018 - June 4, 2019
LPL FINANCIAL LLC
RIA
CRD#: 6413
MARION, IL
Past
August 8, 2018 - June 4, 2019
LPL FINANCIAL LLC
BD
CRD#: 6413
MARION, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(8/23/2019)
RR
Illinois(5/21/2019)
IAR
Illinois(5/21/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634
Mailing Address
Phone number
(813) 935-6776
Established
Firm type
Fiscal year end
# of Employees
512
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 29,614 |
| AUM (Assets Under Management) | $ 7,195,237,282 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
J. W. COLE ADVISORS, INC.
CRD#: 112294Mount Vernon, IL 62864TRUST BUT VERIFY
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