John E. Donahue
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Edward Donahue III, who also goes by John Edward Donahue, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1962. John had worked at 5 firms and has passed the Series 63, Series 7, Series 3, Series 1 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 7, 1995 - September 25, 1997
LIND-WALDOCK SECURITIES, INC.
October 4, 1984 - January 11, 1985
TUCKER ANTHONY INCORPORATED
December 24, 1974 - January 29, 1978
BECKER SECURITIES INCORPORATED
November 29, 1972 - June 12, 1978
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
May 16, 1962 - June 12, 1978
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 5/16/1962
Registered Representative ExaminationSeries 40
Date: 11/22/1972
Registered Principal ExaminationCurrent Firm
LIND-WALDOCK SECURITIES, INC.
CRD#: 38167 / SEC#: , 8-48263
Contact information
Documents
Red Flags
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