KC
Kristin R. Creighton
DAI WEALTH
HINGHAM, MA 02043
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CRD#: 6983871
KC
Professional summary
Kristin Reeve Creighton is a registered financial advisor currently at DAI WEALTH, LLC located in Hingham, Massachusetts and DAI SECURITIES, LLC located in Hingham, Massachusetts.
Kristin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Kristin has worked at 3 firms and has passed the Series 65, Series 63, Series 66, Series 7TO, SIE and Series 22 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Name of Business: Kristin Creighton Design
Business is not investment related
Address: 520 Leonard St, Ground Floor, Brooklyn NY 11222
Nature of business: Marketing, sales, and branding consulting services for small businesses.
Relationship to business: Sole proprietor as of 02/2011
About 30-40 hours/mo devoted to the business, with a flexible schedule Operating during trading hours fluctuates between 3-5 hours/week.
2) Sourcenet Investment Services LLC. This is investment related activity it is located at 350 Lincoln St. Suite 2400, Hingham, MA 02043. Duties include marketing manager and its sales and graphics support. 40+ hours a month during business hours and 40+ hours outside of business hours.
CRS (Client Relationship Summary) - RIA
Click below to view Kristin Reeve Creighton's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 14, 2025 - Present
DAI WEALTH, LLC
Office #1: 350 Lincoln St Suite 2400, Hingham, MA 02043RIA
CRD#: 138938
HINGHAM, MA
Current
January 15, 2020 - Present
DAI SECURITIES, LLC
Office #1: 350 Lincoln Street Suite 2400, Hingham, MA 02043BD
CRD#: 36673
Hingham, MA
Past
September 13, 2018 - January 14, 2020
CONCORDE INVESTMENT SERVICES, LLC
BD
CRD#: 151604
HINGHAM, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DW
DAI WEALTH, LLC
CREATIVE FINANCIAL STRATEGIES LLC | WESTERN PORTFOLIO PARTNERS | WAYPOINT WEALTH STRATEGIES | SOURCENET INVESTMENT SERVICES LLC | RVP II CONSULTING | MICHALETZ ADVISORS, INC. | JOHN GALT WEALTH SOLUTIONS | GOOD COUNSEL WEALTH MANAGEMENT LLC | DISCIPLINE ADVISORS, INC. | DISCIPLINE ADVISORS, INC | DISCIPLINE ADVISORS | DAI WEALTH, LLC | DAI WEALTH, INC.
CRD#: 138938 / SEC#: 801-66260
RIA
Registered Investment Advisory firm - (2/24/2006 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(7/22/2024)
RR
Florida(1/11/2023)
RR
Illinois(7/22/2024)
RR
Massachusetts(3/6/2023)
IAR
Massachusetts(2/14/2025)
RR
New Hampshire(5/15/2025)
RR
New York(3/6/2023)
RR
North Carolina(8/1/2025)
RR
Rhode Island(10/14/2024)
RR
Texas(11/5/2025)
RR
Virginia(4/2/2025)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 9/22/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
DW
DAI WEALTH, LLC
CREATIVE FINANCIAL STRATEGIES LLC | WESTERN PORTFOLIO PARTNERS | WAYPOINT WEALTH STRATEGIES | SOURCENET INVESTMENT SERVICES LLC | RVP II CONSULTING | MICHALETZ ADVISORS, INC. | JOHN GALT WEALTH SOLUTIONS | GOOD COUNSEL WEALTH MANAGEMENT LLC | DISCIPLINE ADVISORS, INC. | DISCIPLINE ADVISORS, INC | DISCIPLINE ADVISORS | DAI WEALTH, LLC | DAI WEALTH, INC.
CRD#: 138938 / SEC#: 801-66260
RIA
Registered Investment Advisory firm - (2/24/2006 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2800 Century Parkway Ne Suite 650, Atlanta, GA 30345
Mailing Address
Phone number
(404) 531-7080
Established
Firm type
Fiscal year end
# of Employees
32
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,821 |
| AUM (Assets Under Management) | $ 267,417,235 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
DAI WEALTH, LLC
CRD#: 138938Hingham, MA 02043TRUST BUT VERIFY
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