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Nathan Decety

AUDAX WEALTH MANAGEMENT
SIOUX FALLS, SD 57108
Some features on this profile are disabled
CRD#: 6983846
ND

Professional summary


Nathan Decety is a registered financial advisor currently at AUDAX WEALTH MANAGEMENT located in Sioux Falls, South Dakota.

Nathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Nathan has worked at 1 firm and has passed the Series 65 and SIE exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Nathan Decety's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

January 2, 2019 - Present

AUDAX WEALTH MANAGEMENT

Office #1: 5013 S Louise Ave Unit 968, Sioux Falls, SD 57108
RIA
CRD#: 297973
SIOUX FALLS, SD

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Illinois
(1/2/2019)

Exams


State Security Law Exam
IAR
Series 65
Date: 6/19/2018
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
SIE
Date: 2/14/2020
Securities Industry Essentials Examination

Current Firm


AW
AUDAX WEALTH MANAGEMENT
AUDAX WEALTH MANAGEMENT | DIVITIAE CAPITAL LLC

CRD#: 297973 / SEC#:

Illinois
Registered Investment Advisory firm - (1/2/2019 Approved)
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Contact information


Main Address
5013 S Louise Ave Unit 968, Sioux Falls, SD 57108
Mailing Address
Phone number
(605) 271-1334
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts3
AUM (Assets Under Management)$ 200,000

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


AUDAX WEALTH MANAGEMENT

CRD#: 297973Sioux Falls, SD 57108

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