SB
Shyla T. Bassey
17 CAPITAL PARTNERS
Phoenix, AZ 85018
Some features on this profile are disabled
CRD#: 6983805
SB
Professional summary
Shyla Trava Bassey, who also goes by Shyla Bassey, is a registered financial advisor currently at 17 CAPITAL PARTNERS, LLC located in Phoenix, Arizona.
Shyla is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Shyla has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Shyla Bassey
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Bassey Solutions LLC: January 2020 - 2 N. Central Ave Suite 1800, Phoenix, AZ 85004, Non Investment-Related 80 hours per month, 40 hours per month during trading hours. Credit Education & Restoration Services - Consultation Services to advise clients on strategies to grow their credit scores. May 2023: Own a semi truck-managed by a logistics company, non investment-related, 2 hours per month, 2 hours during trading hours. Review and accept necessary repairs needed for vehicle. July 2023: Elevate With Shyla: Digital Marketing - 2 hours per month, 2 hours during trading hours. An available course to teach others how to effectively grow their brands online. Not actively promoting this course.
CRS (Client Relationship Summary) - RIA
Click below to view Shyla Trava Bassey's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 1, 2024 - Present
17 CAPITAL PARTNERS, LLC
Office #1: 4417 N. 40th Street Suite 300, Phoenix, AZ 85018RIA
CRD#: 283013
Phoenix, AZ
Past
August 24, 2018 - August 2, 2019
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
SCOTTSDALE, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
1C
17 CAPITAL PARTNERS, LLC
17 CAPITAL PARTNERS, LLC | PEARL CAPITAL MANAGEMENT
CRD#: 283013 / SEC#: 801-120928
RIA
Registered Investment Advisory firm - (4/23/2021 Approved)Arizona
Registered Investment Advisory firm - (10/13/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(8/1/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
1C
17 CAPITAL PARTNERS, LLC
17 CAPITAL PARTNERS, LLC | PEARL CAPITAL MANAGEMENT
CRD#: 283013 / SEC#: 801-120928
RIA
Registered Investment Advisory firm - (4/23/2021 Approved)Arizona
Registered Investment Advisory firm - (10/13/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4417 N. 40th Street Suite 300, Phoenix, AZ 85018
Mailing Address
Phone number
(602) 718-1177
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 323 |
| AUM (Assets Under Management) | $ 212,155,760 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
