Yasmine L. Bakhtiari
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Yasmine Leigh Bakhtiari was a registered financial professional .
Yasmine is a previously registered financial professional and started their career in finance in 2018. Yasmine had worked at 3 firms and has passed the Series 65, Series 63, Series 99TO, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 21, 2021 - September 18, 2024
NPM SECURITIES, LLC
March 16, 2021 - July 16, 2021
RBC CAPITAL MARKETS, LLC
March 16, 2021 - July 16, 2021
RBC CAPITAL MARKETS, LLC
November 11, 2020 - March 19, 2021
NPM SECURITIES, LLC
October 28, 2019 - November 6, 2020
J.P. MORGAN SECURITIES LLC
November 26, 2018 - November 6, 2020
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 7TO
Date: 11/26/2018
General Securities Representative ExaminationCurrent Firm
NPM SECURITIES, LLC
CRD#: 168469 / SEC#: , 8-69312
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Red Flags
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